Index
abstract freedom/autonomy, 15—18
balancing competing concerns (indirect horizontality) and, 58-59, 60
constraint of state's power as supposed ipso facto promotion of, 16, 28-29, 202
erosion by civil rights legislation imposing obligations on private parties, 16-17
as ‘freedom from' vs ‘freedom to' concept/ abstract dematerialisation, 16-18, 29 individual responsibility compared,
18-19
historical development, 18 institutionalism's approach to: see ‘constituted freedom' (institutional approach)
jurisprudence
Civil Rights Cases, 17
Cruickshank, 17-18
Du Plessis, 18
Jackson, 4
Lugar, 16
McKinney, 16
PUDR, 115-20
state action doctrine and, 16
see also state action doctrine
vertical approach, as supporting pillar of, 15-16, 202
see also default vertical approach, core concepts/underlying assumptions views of
Atiyah, 18
Dowdle and Wilkinson, 16
Gardbaum, 16
Grimm, 16, 17, 18, 23, 126
Henkin, 16
Hershkoff, 16
Hobbes, 17
Lewis, 16
Pashukanis, 18
Peller and Tushnet, 17
Polyani, 18
Sciulli, 126
Seidman, 16
Sunstein, 17-18 van der Walt, 73-74, 127
Whittington, 16
algorithms: see ‘app’
‘aPP’
algorithmic transparency
EU guarantees, 162 institutional approach to, 165, 171 as basis of difference in power between platforms and workers, 138-39, 153-55
collective bargaining, applicability to, 165 definition/role, 138-39, 153-55, 157-58, 161, 207
jurisprudence
ICTU (ECSR), 155
Palermo Tribunal decision of November
2020, 155
Spanish Supreme Court decision of
25 September 2020, 154 Uber app, 153-55 use as violation of rights algorithmic bias and discrimination,
162
collective bargaining, 165 determination of status of drivers as
‘Limb B' workers, 143, 167, 168-69 discriminatory effect, burden of proof,
162
right against unfair labour practices,
162
right to a fair trial, 161
views of
Aloisi, 155
Bogg, 155
Pietrogiovanni, 153, 154
Prassl and Risak, 153-54
Rogers, 154
Rosenblatt, 153, 154, 162
Schein, 154-55, 162
Signes, 154
Slee, 154 Tomasetti, 154
‘application’: see ‘app’
attribution: see state action doctrine balancing competing concerns (direct horizontality), 62—63, 102-03 Tomlinson, 217-24
balancing competing concerns (indirect horizontality), 57-61 as an intuition, 58-59, 61-62 comparison with
abstract freedom/autonomy (second assumption), 58-59, 60
individual responsibility (third assumption), 58
third-party effect, 57 criticisms of
an ‘open-ended and unwieldy process', 57 domination of balancing requirement, 58 equal treatment vs freedom of contract rights, 56-57, 58-60 institutionalist approach compared, 128-29 jurisprudence
Lee v Ashers, 225-26
Shelley v Kraemer, 56-57
social and economic background, resistance to consideration of, 58
transplant problem, 57-58
see also transplant problem (indirect horizontality), views of
Barak, 58-59, 128-29
Collins, 57
Frantziou (ECJ jurisprudence), 59 n55
Gerstenberg, 57
Kumm, 57
Leisner, 57
Lewan, 57
Oeter, 57
Sprigman and Osborne, 58
Thomas, 58, 59
Van der Walt, 58
Von Prondzynski, 58 see also equality
balancing competing concerns (institutional approach), 207
bills of rights
centrality of the relationship between the individual and the state, 4, 14, 31 jurisprudence
Barsky (Douglas J (dissenting)), 4
Du Plessis, 4
private parties, applicability to, 35, 70 public/private divide, particular applicability to, 4
sovereignty and, 14, 24, 31
views of
Grimm, 4
see also default vertical approach
‘bounded direct horizontality’, overview approach (direct application of specific constitutional rights), 50 applicability of default verticality in case of unspecified rights, 50 constitutional provision for
Kenya, 214-17
see also Kenya South Africa, 209 see also South Africa enforcement of rights, requirements, 187 principled framework, direct horizontality's need for, 45, 46, 47, 64-69, 71, 84-85, 128, 191, 200, 201-02, 204, 205, 208, 210-14 scholarly models (Van der Walt/Thomas), overview, 71-72, 204-05 as basis for the institutional approach, 72, 86-87, 205
models compared, 78-79, 84-85, 86-87 state action approach/indirect horizontality, lessons from, 47
‘bounded direct horizontality’ (Thomas model), 83, 85, 86-87
as basis for institutional approach, 205 concerns, 205
need to avoid subjecting all private law disputes to constitutional review, 130
principled limits in the private domain, 45, 69, 77, 79, 128, 205
transplant problem, 77-79 default verticality, rejection
existence of power structures other than states similarly capable of violating rights, 76
as historically contingent phenomenon, 76
key features dependency relationship, 76-78, 79-82, 95, 129
extrapolation of normatively significant features of state/individual relationship, 76-77, 79, 85, 122-23 focus on questions of power and vulnerability, 42, 44-45, 72, 86, 128, 205
monopoly over core goods, 72, 77, 79-82, 124 monopoly/no exit relationship, 81, 124 retention of structure of established public law rights, 72, 83
rights bearer as priority, 76 sufficiency of link between private rights holder and duty bearer to establish responsibility, 76—82, 95, 129, 205 transplant problem, 58, 76, 77—82 voluntary undertaking by the more powerful party, 77-78, 79
purpose of horizontal rights programme, 76 strengths and weaknesses, 79-82, 205
‘bounded direct horizontality’ (van der Walt model)
as basis for institutional approach, 72 default vertical approach, rejection of underlying assumptions, 73-76 abstract freedom/individual
responsibility, 73-74 presumed equality of private parties operating in the same plane, 73-74 sovereign monopoly as threat to liberty/ proposed replacement with ‘differential sovereignty', 75
key elements
limitation of institutional conflict to that between ‘social majorities and minorities', 72, 75, 84, 204-05 location of horizontality in private transactions embodying ‘institutional conflict', 75, 78-79, 83-84
principled framework, 69, 74-75, 76, 83 rejection of transplant of the rights framework to private ‘hierarchies', 83
rejection of verticality's three assumptions, 75
need to avoid subjecting all private law disputes to constitutional review, 24, 130
purpose of horizontality determination of normatively significant power relations/inequalities, importance, 72, 74
identification of institutional conflict in individual forms of action, 74-75 strengths and weaknesses, 82-84, 204-05
Teubner, 74
views considered
Shelley, 74-75
Tribe (‘subjugation' thesis), 75
‘bounded (institutional approach): see institutional approach
‘bounded interpretive direct horizontality' approach (generic terms left to judicial interpretation), 50, 209
‘bounded direct horizontality distinguished, 50 South African Constitution 8(2) as, 209
Canada
collective bargaining, 144—45, 150—51, 165-66
Constitution as definition and limits of the state, 3-4, 15
indirect horizontality approach balancing competing concerns, 57 ubiquity of the state, 49, 55
platform work, 142 n16
state action doctrine, 32 n3, 36, 39, 43-44 caste
caste hierarchy, 189
as institution
‘comprehensive' status, 123 powerlessness of individual to counter, 123 cis-heteropatriarchy: see patriarchy Civil Rights Cases (US), 6-10
as constitutional challenge to the Civil Rights Act 1875, 6-7
default vertical approach, 5
Harlan J (dissenting)
summary, 8-9 institutional approach, 8-9 ‘institution' (S-G Phillips)
Harland J's endorsement of slavery/ involuntary servitude as race-based institution, 99
historical context and social backdrop indicating a ‘social tendency', 98 majority's rejection of S-G's interpretation, 98-99
widely practiced custom vs scattered practice, 98-99 the issues/Court's decision to strike down the Act
clean separability of issues/order of determination, 7-8
rejection of applicability of Fourteenth Amendment (section 5 enforcement powers) to private conduct, 7-8 state action doctrine and, 9-10 strict limitation of Thirteenth Amendment discrimination amounting to renewal of slavery, 8
public/private divide and, 6, 7—9
see also discrimination; race/racism; racially restrictive covenants
collective bargaining
attempts to impede, 165—66
as constitutional/fundamental right
Canadian Charter of Rights and Freedoms, 145
constitutional tort claims, 67
EU Charter of Fundamental Rights (2000), 165
European Works Council Directive
(2009), 165
freedom of association as basis, 139, 144-45, 163-64
invalidation of substantive interference or undue burden, 165-66
US Wagner Act, 145, 150-51, 163 difficulty of exit as justification for right, 150-51
as feature of collective laissez-faire,
143
immunities approach to protection of,
143
constitutional protection, role, 144 insufficiency, 144
institutional approach, 144, 158, 163-67 explanatory role, 167-69 extension of right, 138, 163-67, 171 jurisprudence
First National Maintenance Corp v NLRB, 164
Fraser, 165
Health Services & Support, 144-45, 150-51, 165
IWUGB v Deliveroo, 166-67
IWUGB v DWP, 138, 169
NLRB v Jones & Laughlin Steel Corp, 145
Sindicatul ‘Pastorul Cel Bun’, 166
Swedish Engine Drivers' Union, 165 means/methods, variety, 143, 164-65 participation in government deriving from associational rights, 163-64
‘apps’, applicability to, 165 codetermination, 164 n108 constitutionalisation of, 165
European Social Charter (Revised) (1995), 164 n108
institutional approach to, 164-65 workers’ councils, 164 n108
platform work and, 165
redress of structural imbalance between employers and workers as goal, 145, 151, 163
scope
extension under the institutional approach, 163-67
wages/working hours, 164
see also participation in government deriving from associational rights above
trade union involvement, 164 n106
lack of ‘institutional’ status, 164 n106 views of
Banks, 165-66
Bogg, 164, 166
Compa, 164, 166
Davies, 164 n108
Ewing, 164
Fudge, 165-66
Hsieh, 164
Jager et al, 164
Klare, 164
Langille, 165 n109
Michel, 164
Rosenblatt, 165
Tomasetti, 164
collective laissez-faire
applicability to platform work, 143-44 collective bargaining as feature of, 143 description of, 143
equality of employers and workers as goal,
143
as immunities regime, 143 limitations of/alternative approaches, 144, 165-66
as response to changing capital-labour relationships, 141
role of trade unions, 143
effect of their decline, 143
UK labour law and, 143
views of
Collins et al, 144
Davies and Freedland, 143
Doherty and Franca, 144 Kahn-Freund, 143 Wood et al, 143
Colombia
horizontal approach, 32-33
property rights, 195-96, 198 ‘constituted freedom’ (institutional approach), 126-27
definitions, 126
distinguishing features
coercion as act of individual vs act
of institution, 126—27 irrelevance of context vs socioeconomic status/institutional location, 126 views of
Grimm, 126
Marx, 127
Mau, 126 Sciulli, 126
constitutional models, overview, 3
centrality of state, 4
Constitution as definition and limits of the state, 3-4
public/private divide: see public/private divide
constitutional scrutiny
failure of
definition, 51 indirect horizontality resulting from, 51-52
Irish constitutional tort cases and, 67-68 family relationships, traditional exclusion of, 173-74, 179-80
‘going through the state' requirement and, 61-62
jurisprudence
Du Plessis (Mahomed DP), 102
PUDR, 117
striking down/modification of law and, 49, 64
ubiquity of the state approach and, 55 constitutionalisation of labour rights: see labour and employment rights, constitutionalisation of
Cyprus
constitutional scrutiny, failure of, 68
default vertical approach, 3-30
bills of rights, particular applicability to, 4 see also bills of rights
core concepts/underlying assumptions overview, 4-5, 29-30, 201-05 alternative justifications/reservations regarding, 5-6, 23-25 constraint of state's power as ipso facto promotion of freedom and autonomy, 16, 28-29 dependence on a clean separation between ‘state' and ‘society', 10-11 interdependence/mutual reinforcement, 29-30 as justification for constraint of sovereign power/failure to protect against non-state violation of rights, 5—6 see also abstract freedom/autonomy;
sovereignty (verticality); state action doctrine
as justification for counterintuitive nature of the vertical approach, 5—6 protection of private space from destruction by the state, 16
state monopoly of [lawful] force/binding conflict resolution, 10, 11, 12—13
see also abstract freedom/autonomy; individual responsibility; sovereignty departures from/alternative approaches classification of, 31—32
comparative approach to, 32—33 constitutionalisation of horizontal rights, 6, 52—54
see also horizontality; India; labour and employment rights, constitutionalisation of; state action doctrine
forces militating against, 25, 29 legislative intervention in the ‘private sphere', 6
privatisation of public functions, pressure from, 33—34
departures from/alternative approaches, analysis
Akrivopoulou, 32
Black, 33
Gardbaum, 31—32
Mathews, 32, 33
Rivera-Perez, 31—32
Rodriguez Liboreiro, 32
Supiot, 34
Thomas, 31—32, 33, 34 jurisprudence
Civil Rights Cases (US): see Civil Rights Cases (US)
Du Plessis (Madala J (concurring/ dissenting)), 3
Jackson, 4
Kenya Bus Service, 3
McKinney, 3
normative foundation, need for, 5 origin
context-specific, 6, 25, 86
public/private divide, 4
see also public/private divide
US constitutional jurisprudence, 4—5, 32
views of
Chemerinsky, 4
Dowdle and Wilkinson, 4-5, 25
Gardbaum, 4
Gibson, 3-4
Grimm, 4, 6, 10, 86
Kay, 3
Michelman, 5, 10, 14
Peller and Tushnet, 5, 6
Seidman and Tushnet, 6
discrimination, protection from
balancing competing concerns (indirect horizontality), 56-57, 58-61, 128-29
EU/EC Treaty (on grounds of nationality), 65-66
gender-based discrimination in a marriage/ domestic relationship, 187-88
gendered nature of the public divide, 181-89
Indian Constitution, 25, 27-28, 91, 105-14 IMA, 106-11, 149, 177, 188-89 Sabarimala Case, 110-14 see also India (institutional approach) (constitutional horizontal rights provisions)
institutional approach to, 188 court's focus, 132-33 recognition of direct and indirect discrimination claims, 132
‘structural'/‘institutional' discrimination as norm, 97, 127
motivation, relevance, 127 platform work
Uber's obligation to comply with US non-discrimination laws, 161-62 use of ‘app' as, 162
state action doctrine and, 35-36, 56
see also state action doctrine
US
Civil Rights Act/Civil Rights Cases, 6-10, 19-21, 97-101
see also Civil Rights Cases (US) Shelley, 56-57, 75
see also caste; ‘equality' of parties operating within the same plane; patriarchy; race/racism; racially restrictive covenants; unpaid domestic labour domestic relationship
Note: to avoid unnecessary repetition most ‘domestic relationship' entries have been consolidated under ‘marriage'.
definition (in present context), 174-75 embedding in the institution of the patriarchal family, 176
as institution
comprehensive nature, 176, 185, 198, 208 constituting the ‘basic structure of society, 185
hierarchies of power, 175, 176, 198 nesting within the social institution of the family, 174-75, 176, 185, 187, 198, 208 scope for violation of party's rights/ examples
equality, 177
forced labour, 177
non-discrimination, 177
rights to property, 177
unpaid labour, 177
see also family, as social institution; marriage, applicability of the institutional approach/issues; patriarchy; unpaid domestic labour
‘equality’ of parties operating within the same plane
dematerialisation/separation of law from socio-economic bases, 17, 18-19, 21, 73-74
a flawed assumption, 28-29, 46, 58, 60-61, 63, 91-92
imbalance of institutional power between the parties, 91-92
systematic and structured violation of right, 108-10
‘horizontal' as indicator of ‘flattening'/‘equ ality', 18-19, 127
individuals as abstract wills and, 17, 18-19 institutionalism's approach to, 91-92, 127-29, 132-33
jurisprudence
Drummond Wren, 59
Du Plessis, 101-02
Wilson, 60
relational context, importance, 59-60, 70, 77-79, 123-25, 128-29
transplant problem and, 58, 63, 69, 74 views of
Atiya, 18
Benson,60
Kumm, 60
Sunstein, 17
Thomas, 58, 76-79, 123
Tribe, 127-28
van der Walt, 21, 73-74, 78-79, 127-28 see also abstract freedom/autonomy; balancing competing concerns; individual responsibility (verticality)
family
hierarchies, 173, 174-75
as social institution, 174-75, 176, 185, 187, 198,208
pervasiveness, 174
variety of relationships qualifying as, 173 see also domestic relationship; patriarchy feminist perspectives/constraints on women, 173-99
colonial India, 27
patriarchal institutions and structures, 96 views of
Arruzza, 173
Mau, 173
Satz, 174
see also India (institutional approach) (constitutional horizontal rights provisions), jurisprudence (Constitution 17 and ‘untouchability’) (Sabarimala Case) forced labour
unpaid domestic labour as, 177, 188-89, 190, 208
freedom: see abstract freedom/autonomy; ‘constituted freedom’ (institutional approach)
functional equivalence: see state action doctrine
gender
gendered hierarchies, 91, 114, 176, 189, 198, 213
as institution, 91, 110, 111, 112, 113 public/private divide and, 181-89
Germany
indirect horizontality/third-party effect (mittelbare Drittwirkung), 32, 49, 51, 52-55, 62 n70, 130
Luth, 52-54
institutional approach/Handelsverter, 103-04, 120, 131-32
presumed equality of private parties operating in the same plane, 58 n51 Grimm, D
abstract freedom/autonomy, 16, 17, 18, 23, 126
default vertical approach, 4, 6, 10, 86 institutional approach, 124-25 public/private divide, 4, 6 sovereignty, 10—11, 14 vertical approach, 4, 6, 10
hierarchies
institutional/structural power hierarchies caste hierarchy, 189 domestic relationships, 175, 187, 198 family hierarchies, 173—74 gendered hierarchies, 91, 114, 176, 189, 198, 213
impossibility of escape from, 88 interrelationship with existence of an institution, 90, 121
as natural outcomes of virtuous diligence and natural talent (Van der Walt), 21 permanence/endurance, 88, 128, 187 racism/racially restrictive covenants and, 94—95, 189
subjugation theory (Tribe) and, 128 workplace hierarchies, 147—48, 159 private hierarchies
applicability of private law, 202 applicability of the rights framework, 74, 81—82, 83, 85
horizontality and, 74 vs public, 21, 82—83 stigmatised hierarchies (IMA (Chandrachud J)), 111, 113 horizontality (overview), 46—47 as archetypal model of departure from verticality, 46
definition (Unwin), 48
as exception requiring strict interpretation
(Civil Rights Cases), 8
as flattening concept/treatment of parties as equals, 18—19, 78
see also ‘equality’ of parties operating within the same plane indirect and direct horizontality, distinguishability, 46, 47, 48—51 counter-arguments, 61—63 a matter of form?, 61—62 purpose of: see ‘bounded direct horizontality’ (van der Walt model) see also ‘bounded direct horizontality’;
‘bounded interpretive direct horizontality’; horizontality (direct); horizontality (indirect); institutional approach; positive obligations theory
horizontality (direct)
concerns
overlap with existing private law regimes/ persistence of the transplant problem, 46, 64
separation of powers issues, 64 unworkability, 3 examples
Indian Constitution: see India (institutional approach) (constitutional horizontal rights provisions)
Irish constitutional tort doctrine, 32, 62, 67-68, 216
Kenyan Constitution s 20, 49-50,
63
South African Constitution 8(2), 29, 41-42,49,145
Thirteenth Amendment (slavery and involuntary servitude), 49 positive aspects, 63-64
abolition of distinction between state and non-state parties, 46
‘direct’ subjection of private conduct to the constitution, 47, 49, 63-64 principled framework, need for, 45, 46, 47, 64-69, 71, 84-85, 128, 191, 200, 201-02, 204, 205, 208, 210-14 see also ‘bounded interpretive direct horizontality’ horizontality (indirect) (critique)
concerns
individual responsibility and abstract freedom, 57-61
infringement of separation of powers, 47, 68, 130, 204, 214
vagueness, 47
see also balancing competing concerns (indirect horizontality); transplant problem (indirect horizontality) positive features, 62-63
displacement of state/avoidance of the sovereignty requirement, 62-63
views of
Gerstenberg, 57
Kumm, 57
Leisner, 57
Lewan, 57
Oeter, 57
Oliver, 57
Webber, 63
horizontality (indirect), forms and limits, 51—57 bases for
‘inadequate constraints’/‘a failure of constitutional scrutiny' (Thomas), 51, 55, 62, 64
features
application of rights to the private domain, 46
non-constitutional law mediation between the Constitution and the individual dispute, 48
state’s pervasive presence/inevitable implication in ‘private’ transactions, 46, 55 jurisprudence
Khumalo v Holomisa, 48 n3 New York Times v Sullivan, 48—49 RWDSU v Dolphin Delivery Ltd, 49 positive obligations as source of indirect horizontal effect/overlap with, 51 see also positive obligations theory third-party effect/ubiquity of the state, conceptual differences, 51—52
see also horizontality (indirect) (third- party effect); horizontality (indirect) (ubiquity of the state) views of
Gardbaum, 49, 51
Thomas, 51
weak vs strong indirect horizontality, 49 horizontality (indirect) (third-party effect) absolute constitutional sovereignty concept, 54
constitution as ‘objective order of values’ pervading the private legal realm, 51 global reach, 52, 54 ‘going through the state’ requirement, 51—52 as interpretive technique leaving private law rules unaffected, 53, 54 jurisprudence
Burghschaft case, 53
Luth, 52-54 positive obligations distinguished, 54 post-war German constitutional doctrine (mittelbare Drittwirkung') as origin, 51,52,130
views of
Barak,54
Benson,55
Cohen, M, 53
Drzemczewski, 52
Ellgar, 54
Engel, 54
Gerstenberg, 54
Heidrich and Rehm, 54
Kumm, 54
Mak, 53
Mathews, 52
Quint, 52
Smits, 53
Van Aswegen, 52
Van der Walt, 52 n52
horizontality (indirect) (ubiquity of the state),
55-57
adoption in Canada, 49, 55 constitutional scrutiny and, 55 description/examples, 55-56
‘going through the state' requirement, 51-52, 61-62
state as public/private divide and continuing presence in the private legal realm, 51, 55 jurisprudence
Du Plessis (Ackerman J), 62-63
Du Plessis (Mahomed DP), 55-56 Shelley, 56-57
US legal realist scholarship as origin, 51,
55-56
views of
Alexander, 55
Benson,55
Cohen, 55
De Almeida Ribeiro, 56
Gibson, 55
Hale, 56
Henkin, 55-56
Klare, 55
Kumm, 61-62
Mathews, 55
Thomas, 61
Woolman and Davis, 55
India: see India (Constitution) (fundamental rights) by article; India (Constitution/bill of rights) (public/private divide); India (institutional approach) (constitutional horizontal rights provisions)
India (Constitution) (fundamental rights) by article
12 (‘State'), 25
14 (equal protection of laws), 25 15(2) (non-discrimination), 25, 91, 105 direct horizontal applicability, 105 examples, 26
IMA, 106—11, 149, 177, 188—89 legislative history, 27—28, 107—09 15(2)(a) (grounds/discrimination), 25 17 (untouchability), 26, 91, 105 direct horizontal applicability, 105, 111 examples, 26, 108—09 legislative history, 111, 112 PUDR, 114—20
Sabarimala Case, 110—14
21 (life and personal liberty), 25, 114 23(1) (forced labour), 91, 105 direct horizontal applicability, 105 examples, 26 legislative history, 118—19 minimum wage as corollary, 114—20, 133, 139, 149, 160—61
PUDR, 115—20
24 (child labour), 26 historical evolution, 26—29
India (Constitution/bill of rights) (public/private divide), 25—29 bill of rights' departures from the default verticality model, 25—27 as attempt to remedy community- sanctioned ‘legacies of injustice', 26—28
examples of injustice, 26—28 specificity/absence of reference to the state, 26, 105
women's rights, 27 default verticality features, 25 layered sovereignty/non-interference with personal laws of self-regulating communities', 26—28 sources (US, Ireland, Japan), 25, 26 state action/applicability of bill of rights to private body, 35—36 views of
Ambedkar, 27, 28—29
Chatterjee, 26
Dirks, 26
Kaviraj, 26—27 Sarkar, 27
Singha, 26 Teitel, 26
Zelliott, 27—28
India (institutional approach) (constitutional horizontal rights provisions) evidence of institutional approach (general) focus on social practices, 105—06
references to social institutions, 105 specificity of provisions, 26, 105 jurisprudence (Constitution 15(2) and shops) (IMA), 106-10
summary of the case, 106-09 applicability to ‘all service providers’, 107-08
applicability to economic transactions, 107-08
enforceability by private parties, 107 injustices covered by, 108-09 legislative history, 107-09
‘shop’ as generic term (Ambedkar), 107-08
jurisprudence (Constitution 15(2) and shops) (IMA), evidence of institutional approach
dependence of individual’s economic and social power on relative position in institution of caste, 109
diagrammatic representation, 114 enforcement of social boycotts, 110 identification of caste as ‘institution’, 109 remedy (constitutional provision applied horizontally), 110 jurisprudence (Constitution 17 and ‘untouchability’) (Sabarimala Case),
110- 14
Chandrachud J (concurring), 110-14 legislative history, 111, 112 summary of the case, 110-11
Supreme Court’s decision/review, 110-11 ‘untouchability’ as generic term covering other cases of social exclusion,
111- 14
jurisprudence (Constitution 17 and ‘untouchability’) (Sabarimala Case), evidence of institutional approach diagrammatic representation, 114 identification of ‘patriarchy’ as institution, 112-14
identification of practices, patterns of behaviour, and social norms (legislative history), 113 jurisprudence (Constitution 23 and ‘forced labour’) (PUDR) constitutionalisation of institutionally grounded relationship, 116-20 criticisms of Court’s decision, 117-19 ‘other similar forms of forced labour’, wide applicability, 115-16 summary of the case, 115-17 jurisprudence (Constitution 23 and ‘forced labour’) (PUDR), evidence of institutional approach
Court’s articulation of an institutionally grounded understanding of freedom, 117
diagrammatic representation, 119 labour market as ‘institution’, 118, 119-20 significance of institutional location of the parties, 116
mechanics of the institutional approach, 120-22
property rights, absence of a direct applicable horizontal right/ Domestic Violence Act, scope, 194-95
social institutions
diversity of, 105
forced labour (begar) (Vasudevan), 105 untouchability, 105
see also India (Constitution) (fundamental rights) by article
individual responsibility (institutional approach), 127-29
balancing competing concerns, 128-29 departure from default verticality approach/ determination of horizontality equality of responsibility, 202 existence of social coercion as test, 127 rejection of formal equality, 127-28 relative institutional location as the salient factor, 127
remedies, limitations on, 129
views of
Fredman, 129
Van der Walt, 127-28
see also individual responsibility (verticality)
individual responsibility (verticality), 18-23
‘abstraction’ (separation of law from socioeconomic environment), 18-23 European comparisons, 22-23 freedom/autonomy compared, 18-19, 21 high-water mark of US freedom on contract supremacy, 20-21 replacement of rights holder/duty bearer relationship with contractual relationship, 19-20
as core concept/supporting pillar of vertical approach, 5, 19-21
see also default vertical approach, core concepts/underlying assumptions freedom of contract principle, 18—23 evolution of contract law, 22—23 insulation of the private sphere from rights, 23 presumption of the equality of parties,
58, 60
‘will’ theory/rejection of material differences between parties, 22—23 impairment vs invasion/denial vs obstacles, 13, 20 jurisprudence
Civil Rights Cases, 19—20
Coppage, 20—21
Dartmouth College v Woodward, 19 Fletcher v Peck, 19
Rives, 20
sovereignty and, 6 views of
Attiyah, 17, 18, 23
De Almeida Ribeiro, 21, 23
Gordley, 23
Grimm, 23
Horwitz, 22-23 Kennedy, 23 McPherson, 23 Maine, 21 Marx, 22
Nerken (‘atomisation’ of private
relationships), 19-20, 22, 98-99, 127 Olsen, 23 Pashukanis, 22 Van der Linden, 22 Van der Walt, 18-19, 21, 73-74 see also individual responsibility (institutional approach) institutional approach: see ‘constituted freedom’ (institutional approach); individual responsibility (institutional approach);
‘institution’, examples; ‘institution’, key features; institutional approach, general; institutional approach, judicial leanings towards; institutional approach, philosophical foundations;
institutional approach, private law relationship; sovereignty (institutionalism’s approach to) ‘institution’, examples of qualifying/ non-qualifying groups
caste, 27-28, 88, 91, 108-10, 111-13, 114,
123, 126, 206
domestic relationship, 174-75, 176-77, 178-80, 185-89, 191-92, 194, 198, 208
family, 174-75, 176, 185, 187, 197, 198, 208 gender, 91, 110, 111, 112, 113
involuntary servitude, 97-99
labour market, 90, 91, 119-20, 138, 140,
149- 52, 157-58, 168-69, 171-72, 198, 206, 207
marriage: see marriage, applicability of the institutional approach/issues status as social institution
mass media, 221-24 patriarchy, 91, 96, 113, 114, 123, 174-75,
176, 178-79, 194, 206
race/racism, 88, 97-105, 123 school/hospital (exclusion), 88, 206
‘institution’, key features (for purposes of a horizontal rights framework) coherence and unity, 87
determination of power by relative locations within the institution, 87, 95, 104, 109, 119, 120, 123, 147, 148, 151, 179, 205
difficulty of exit/absence of a right, 81, 88, 98, 123, 124, 125, 138, 147, 150-51, 152, 176-78, 187, 190-92, 194, 200, 206, 208
dominance of the structural/‘institutional’ power, 88, 176, 185-86
institutionally assigned roles, functions and powers, 87
institutionally mediated difference in power, 88, 138
low threshold/establishment as a first step, value of, 89-90, 120-22
monopoly, 81, 124-25, 152
norms (created by prolonged convergence of behaviour by multiple actors), 87 pervasive influence over individual’s everyday life, 98, 123, 138, 149-51, 176, 185, 205-06
powerlessness of individual to counter,
123
a set of ‘social relations which have an ongoing, organised and relatively enduring quality to them’ (Layder), 87, 200
structure
differantial sovereignty (Van der Walt), 75, 126
individuals as key players, 87-88, 129 limitation to interactions between social majorities and minorities (van der Walt), 72, 75, 79, 84, 85, 126, 127, 203, 204-05
nesting of/within institutions, 72, 174-75, 176, 185, 187, 198, 204,208 views of
Grimm, 86, 124-25
Harlan J (slavery as institution), 8-9
Isaac, 88
Layder, 87, 88
Miller, 87
Postone, 87
Van der Walt, 72
Wittgenstein, 75, 89, 126
institutional approach, general introduction/summary, 90-92, 201-08 application to
domestic relationships: see marriage, applicability of the institutional approach/issues
platform work: see ‘app’; platform work ‘comprehensive’ institution
definition/requirements, 123, 138, 149, 176, 185, 205-06, 222
examples, 123, 138, 149, 176, 185-87, 198, 200, 205-06
continued centrality of the state, 120 ‘institutional approach’ (replacement of the concept of interpersonal domination with an institutional one), 186, 189
objections to the concept/rejoinders vagueness, 88 width, 88, 89-90
principled framework, need for, 45, 46, 47, 64-69, 71, 84-85, 128, 191, 200, 201-02, 204, 205, 208, 210-14
rule of law/legal stability issues, 89
AMS v Union locale des syndicats CGT (AG Villalon), 89, 156
Langille and Davidov, 89
sources for construction of
state action/indirect horizontality, 47
Van der Walt/Thomas models of bounded direct horizontality, 72, 86-87, 205
tentative leanings towards (South Africa/ Kenya/Jamaica), 41-42, 209-25 institutional approach, judicial leanings towards, 97-104
AB v Pridwin, 212
Blinkfuer, 104
Certification Judgment, 209, 211 Civil Rights Cases, 98-99
see also Civil Rights Cases, ‘institution’ Daniels, 211-12, 213
Du Plessis, 101-03, 130-31, 209-10 Duncan Muriuki Kaguuru, 216 Griggs v Duke Power, 100-101 Handelsvertreter, 103-04 Holomisa, 210-11
IMA, 106-11
see also India (institutional approach) (constitutional horizontal rights provisions), jurisprudence (Constitution 15(2) and shops) (IMA) Inclusive Communities Project, 100, 132 Jemimah Wambui Ikere, 215-16 Jones v Alfred H Mayer, 100 Juma Musjid, 210-11 Kenya Bus Service, 214-15 Khumalo v Holomisa, 210
King (Victor AJ), 213, 214 Law Society of Kenya v Betty Sungura
Nyabuto, 215
Lee v Ashers, 225-26
Mureithi, 215
Reitman v Mulkey, 99 Rose Wangui Mambo, 216-17 Shelley, 99
Stephen Saitoti Kapaiku, 216 n41 Tomlinson, 217-26
Uhuru Muigai Kenyatta, 215 Wilkinson v Crawford, 213-14 institutional approach, philosophical foundations, 92-97
issues considered
class-based vs intra class relationships,
93 n18
contractual exchange of labour power as social coercion, 93
‘domination’/‘oppression’, definitions, 94 exploitative practices, 96-97 feminist legal tradition, 96
formal vs substantive relationship, 93 individual acts of oppression vs structural constraints, 92-93, 95-96
institutional power derived from capital, 93 non-dyadic relationships, 93-94 right to work, 96
social power, importance of, 92 structural injustice, factors contributing to, 94-97
views of
Altman, 97
Cohen, GA, 93, 124
Elliott, 92-93
Foucault, 96 n34
Fredman, 95, 129
Heinrich, 92
Kruse, 95-96
Mantouvalou, 96-97
Marks, 93 n16
Marx, 92-93
Mau, 92, 93-94
Parekh, 95
Pincus, 97
Roberts, 93
Shoikhedbrod, 92, 93
Wolff, 93
Wood, 92
Young,94-95
Zwolinski, 97
institutional approach, private law relationship overview
as bounded horizontality approach, 133-34, 187, 200, 205
complementary role, 90, 92, 130-33, 192, 199, 206-07
summary, 133 existence of both an applicable constitutional right and an existing legislative or common law regime, 92
analytical primacy of statutory scheme, 63, 130-31, 139
examples, 131
inadequacy of the legislative framework, 197, 198
existence of a constitution without applicable direct horizontal right, 135, 194-95, 196, 197
existence only of a legislative framework, 192-95, 199
New Zealand (Property (Relationships) Act (1976/2001)), 135-36, 192-95 institutional approach
explanatory role, 167, 168, 194 interpretive support, 131, 132, 133, 140, 141, 158, 159, 167, 180, 191-94, 197, 206-07, 208, 209-10, 213-14, 221
jurisprudence
Du Plessis, 131 n164
IMA, 133
Inclusive Communities Project, 132
PUDR, 133
legislative vacuum, 92, 133, 192 parties' challenge to private law regime as curtailment of their rights, 92, 132-33
views of
Cherednychenko, 130
Kumm, 130 n161
Langille, 138-39, 140 van der Walt, 130
Webber and Yowel, 130-31
intuitions
articulation of, 224
balance between competing rights, 58-59, 61-62
relationship between parties vs state's successful balancing of the interests, 61-62
bills of rights as primarily constraints on the state, 3
grounding the intuition, 59 normatively significant features of state-individual relationship as key, 123
state legislation as appropriate response to rights infringement, 45
views of
Barak, 45, 58-59
Barak-Erez, 45
Thomas, 45
Ireland
abortion cases, 68
constitutional tort doctrine
as direct horizontality, 32
lack of conceptual clarity, 67
principled framework, absence, 67 constitutional tort doctrine, jurisprudence Byrne, 67
Educational Company v Fitzpatrick (No 2), 67
Grogan, 68
Hanrahan v Merck Sharp, 68
Hosford, 68
Meskell, 67
Open Door Counselling, 68
W v Ireland, 68
constitutional tort doctrine, views of Butler, 67 Forde, 67, 68
McMahon and Binchy, 68
O'Cinneide, 67, 68
Temple Lang, 67
Von Prondzynki, 67
Whyte, 67
Jamaica (Tomlinson)
balancing competing concerns (direct horizontality), 217-24
failure to develop a principled framework, 217, 224
institutional approach alternative, 221-24
Kenya
Constitution as definition and limits of the state, 3-4
direct horizontal approach (Constitutional provisions by section)
20 (application of the Bill of Rights), 29 n123, 49-50, 63, 214-16
27 (non-discrimination), 216-17
45 (family), 196-97 institutional approach, leanings towards, jurisprudence, 197, 214-17
Ikere, 214-15
Kaguuru, 215
Kapaiku, 214-15
Kenya Bus Service
(Sang YK), 214-15
Kenyatta, 214
Mureithi, 215-17
Ngugi, 215
Nyabuto, 214
Rose Wangui Mambo, 215-16 institutional approach, leanings towards, views of
Miyandazi, 216 n44
Murray, 215
Sang, 217
principled framework, courts' hesitation to adopt, 217
property rights upon separation (Constitution 45(3) (equality of parties to a marriage))
CMN v AWM, 196
as directly applicable horizontal right, 196-97
Echaria, 196
William, 196, 197
property rights upon separation (Matrimonial Property Act 2013) Federation of Women Lawyers, 196-97 relative contribution of the spouses test, 196-97 labour and employment rights, constitutionalisation of, 144-49 applicability of institutional approach,
149- 52, 170-72
see also labour market as institution; labour market regulation, applicability of the institutional approach
definition, 144
as fundamental/human rights, 144
as peremptory/constitutional rights, 144 international examples of constitutional provision
EC Treaty, 65-66
EU Charter of Fundamental Rights (2000), 146
ILO Declaration on Fundamental Principles and Rights at Work (1998), 146
UDHR (1948) and, 146 jurisprudence
Health Services & Support, 144-45,
150- 51, 165
Murray v Minister of Defence, 145 NLRB v Jones & Laughlin Steel Corp, 145
PUDR, 115-20, 149
SANDU v Minister of Defence, 145 Vertreter, 120
justification for constitutional approach/ purpose
protection against politicised legislation, 144
protection of right to collective bargaining, 144-45
protection of workers from asymmetric power/remedies, 148-49
as remedy for imbalances of power in the workplace, 144, 145
national examples of constitutional provision, 144-45
structural power, significance, 147-49 see also hierarchies, institutional/ structural power hierarchies theories
Irish constitutional tort doctrine, 32, 64 n78, 67-68, 216
see also Ireland, constitutional tort doctrine
republican theories, 146-48, 150 see also republican theories vertical approach, dominance, 146
views of
Adams, 145, 146
Ambedkar, 118-19
Anderson, 119
Breen, 148
Collins, 142 n16, 144
Collins et al, 144, 148
Doherty and Franca, 142, 144
Fudge, 145
Gilabert, 148, 150, 151 Kahn-Freund, 143
Mau., 148
Michel, 148 n48
see also republican theories (labour market)
see also platform work labour market ‘freedom’ constitutionalisation of institutionally grounded relationship, 116-20 contractual exchange of labour power as social coercion/exploitation, 93, 115-16
formal (contractual) vs substantive (relative institutional locations) relationship, 93, 116
institution-based exploitation, 96-97 views of
Banaji, 116 n123
Herr, Kazandziska and Mahnkopf- Praprotnik, 117 n124
Mantouvalou, 96-97
Marks, 92-93
Sartre, 117 n123
Young, 96
Zipperer, 117 n124
Zwolinski, 97
wage-fixation, effect, 117-18 women and, 96
see also India (institutional approach) (constitutional horizontal rights provisions), jurisprudence (Constitution 23 and ‘forced labour') (PUDR)
labour market as institution
qualifying features
asymmetry of relationship at point of entry and during, 139, 151-52, 159 comprehensive nature, 138, 149, 151 difficulty of exit, 125, 138, 147, 150-51, 152
pervasive influence over individual's everyday life, 138, 149-51
power determined by relative locations within the institution, 151-52
right to work for multiple employers, 152 views of
Anderson, 151
Cetty, 151
Cohen, 150-51
Collins, 150, 151 Gilabert, 150, 151
Heinrich, 151
Hunter, 150
Klare, 149-50
Marx, 149
Mau, 149
Naidu and Carr, 150 van der Linden, 149, 151
Wood, 150
labour market regulation, applicability of the institutional approach, 149-52, 170-72
advantages applicability beyond labour law, 171 practicality, 171
responsiveness to realities, 171
as complementary approach to existing accounts, 170
contributions
avoidance of the employment/contractor binary, 171
as brake on legislative attempts to roll back basic rights, 170-71 facilitation of relations between statutory labour law regimes and constitutional rights, 170 justification for algorithmic transparency, 171
see also ‘app'
promotion of increased worker participation in management, 171 see also collective bargaining qualifying criteria
existence of a difference in power flowing from parties' institutional location,
151- 52
‘inequality of power' justification for labour law, 149, 170
labour market as ‘institution': see labour market as institution
marriage, applicability of the institutional approach/issues, 185-89
definitions/qualification as
domestic relationship, interchangeability of terms, 175
non-heterosexual relationships, importance of, 180 institutional approach (replacement of the concept of interpersonal domination with an institutional one), 146, 168, 186, 189 institutional inequality of power as ‘a set of impersonal structural mechanisms’, 186
as contribution to difficulty of exit, 176-77,187
exacerbation by legal framework/marital property rules, 176-77
examples of impact on women, 185-86 marriage contract as a set of ‘master/ subject’ relations, 186
as permanent feature inherent in the institution, 186, 187
persistence of gender inequality, 192-93 scope for violation of a party’s rights, 177 jurisprudence
Columbian Constitutional Court, 188
Olga Tellis, 188
PUDR, 188-89 rights at issue
enforcement requirements, dependence on compliance with, 187
livelihood/right to life, 188, 190 non-discrimination on grounds of gender, 187-88
property/factors contributing to breach, 188 protection against forced labour, 188-89 status as social institution, 176
comprehensiveness, 187
difficulty of exit, 176-78, 180, 187, 190-91, 198, 208
dominant and pervasive influence on individual, 176, 185
gender-based structure, 185-86 non-applicability of justice requirement/ response to, 151, 173-75, 176, 179-80, 181-86, 187, 198, 208 ongoing impact of norms and expectations, 185, 186, 189 views of
Barlow, 180
Brake, 186, 187
Fraser, 182, 186, 187, 190-91
Kleingeld, 182, 185-86
Kotiswaran, 180, 189
Naidu, 189
Okin, 173, 181, 185, 186, 187
Pateman, 181, 182, 186
Quinn, 180
Rawls, 185
Regan,185
Satz, 189
Sen,187
Shanley, 189 Waldron, 187 see also domestic relationship; unpaid domestic labour
marriage contracts
institutional constraints on, 191-92 structural inequality of, 186, 192 views of
Fraser/Pateman, 186
Sunstein and Thaler, 191-92
mass media as institution, 221-24
difficulty of exit, 222
Michelman, F
Fourteenth (due process clause), 9 default vertical approach, 5, 10, 14 public/private divide, 10, 41 sovereignty, 10, 12-13, 14, 15, 18 state action doctrine, 9-10, 33 minimum wage, right to constitutionalisation of, 120, 131 court’s declaratory judgment confirming constitutional right, 139, 149 as a corollary of the right to protection against forced labour, 115-20, 160 as evidence of unequal institutional power structure, 117, 160-61 institutional approach to, 160-61, 207 jurisprudence
PUDR, 115-20, 133, 139, 149, 160-61 legislative vacuum, 133, 139, 156, 158 platform workers and, 131 as remedy/mitigation of inequality of power, 117, 119, 120, 129, 133 views of
Collins et al, 160
Davies, 160
Prassl, 160
monopoly as feature of institution, 81
default verticality/Thomas’s approach distinguished, 124-25
difficulty of exit, relationship with, 81, 124, 147, 152
monopoly vs monopolist, 125, 147
see also state monopoly of coercive powers nationality, discrimination on grounds of,
65-66
New Zealand (Property (Relationships)
Act (1976/2001))
establishment of a presumption of equal sharing of property at time of separation, 170, 192-94, 198 displacement of presumption, 192-93 gendered division of labour, as attempt to address/persistence of, 192-93 institutional approach (interpretive support), 135-36, 193-94 interpretive disputes, 193-94 jurisprudence, 192
Alan v Alan, 194
B v B,192
Clayton v Clayton, 193
Martin v Martin, 192, 194
P v P,192
Reid v Reid, 194
Williams v Williams, 192 non-discrimination: see discrimination; race/ racism; racially restrictive covenants
patriarchy
definition, 174
as institution
‘comprehensive’ status, 123 powerlessness of individual to counter, 123
normative primacy, 174-75
platform work
‘app’: see ‘app’
collective laissez-faire, 143-44 see also collective laissez-faire definition, 131, 137
range of possibilities, 155 examples
Deliveroo, 142, 166-67 Uber, 104 n74, 137-38, 142^3, 153-55, 167-69, 194 institutional approach
advantages, 157-58 purpose (determination of workers’ rights), 156-57
jurisprudence
AMS v Union locale des syndicats CGT (AG Villalon), 156, 158
Cotter v Lyft, 142
David Heller v Uber Technologies, 104 Douglas O’Connor v Uber Technologies, 142
Dynamex, 142
Inake v Deliveroo, 142
IWUGB v Deliveroo, 166-67
IWUGB v DWP, 138, 169 Lawson v Grubhub, 142
M Kaseris v Rasier Pacific, 142 Pallage v Rasier, 142
Uber v Aslam, 137-38, 142
Uber v Bensalem, 142
Vega v Postmates, 142
views of
Boggs, 152
Davidos, 157
Davies, 140 n11, 141, 142, 155, 156
Davies and Freedland, 143 de Stefano, 141
Deakin, 157
Deakin and Wilkinson, 140 n11
Dukes, 143
Fredman and Du Toit, 137, 142 Hepple, 140 n11
Jowell, 140 n11
Klare, 141
Langille, 139-40
Langille and Davidov, 89, 142 n16
Mau, 137
Prassl, 137, 143
Prassl and Risak, 141
Rosenblatt, 137
Schein, 137, 142
Supiot, 157-58
Wood et al, 143 Zatz, 140 n11 workforce
characteristics, 137 uncertain status, 131, 137
see also labour and employment rights, constitutionalisation of; platform workers' rights, application according to the institutional approach; platform workers’ rights, traditional entitlement/legal framework
platform workers' rights, application according to the institutional approach, 139-40, 158-72 applicable law
constitutional charter, disadvantages, 139 constitutional context, importance, 158-59
constitutional and labour code rights, parallel existence, 139, 158 applicable rights at point of entry to and during the relationship, 139, 151—52, 159
applicable rights (collective rights), 139, 159-60
collective bargaining, 139
applicable rights (individual) minimum wage, 139
see also minimum wage, right to non-discrimination, 139 safe working conditions, 139
see also safe working conditions, right to
courts' role
declaratory judgments in case of legislative gaps, 139, 156, 158 incremental extension of legislative rights, 138, 158
interpretive support, 131, 132, 133, 140, 141, 158, 159,167
‘judicially-created labour code', rejection, 139
jurisprudence
AMS v Union locale des syndicats CGT (AG Villalon), 158
legislative gaps, 158
purpose (aid to determination of workers' rights), 156-57
sources
legislation as primary source, 139 traditional approach to rebalancing of power differentials, 140
utility of institutional approach, 140 views of
Langille, 139M0, 158
platform workers’ rights, traditional entitlement/legal framework courts' focus on substantial content of parties' relationship, 152 courts' ‘indicators' for determining status of worker
existence of a substitution clause, 166-67
freedom to work for more than one employer (flawed monopoly approach), 138, 151, 152 provision of equipment, 138, 153 see also ‘‘app'
similarity of indicators across jurisdictions, 152
variety/range of possibilities, 138-39,
155
traditional legal framework, difficulties with, 131-36, 157-58
ambiguity, 131 employer/contractor binary as basis, 140-41, 152, 155
legislative gaps, 89, 131, 133, 136, 138, 140, 141, 158
uncertain status of parties/categorisation of ‘worker', 155-57
positive obligations theory
continued centrality of the state, 45 definition (omission or inaction as violation/obligation to act positively), 45, 50-51 determination of rights violations, ‘going through the state' requirement, 45 n70
Fourteenth Amendment and, 9-10 imposition of positive obligations on private parties, 211
Luth, 54
overlap with/source of indirect horizontality, 51
‘privatisation' of the family/abdication of welfare obligations, 178-80
state action distinguished, 33 views of
Fredman, 9-10, 50
Gardbaum, 51
Michelman, 9
principled framework (bounded horizontal/ institutional approach): see ‘bounded direct horizontality’, overview
public/private divide
bills of rights, particular applicability to, 4 constitutional dichotomy between deprivation of rights by the state/ deprivation by private conduct as basis of divide, 4
core assumptions (abstract freedom/unitary sovereignty/individual sovereignty), 202
freedom/autonomy and, 16-18 deprivatisation of society's ruling power/privatisation of society,
9- 10, 18
erosion by civil rights legislation imposing obligations on private parties, 16-17
see also abstract freedom/autonomy gendered nature, 181-89
jurisprudence
Civil Rights Cases, 6, 7—9
Du Plessis, 55—56, 62—63
Jackson, 82
Shelley, 56—57
justice requirement, applicability, 151, 173-75,176, 179-80, 181-86, 187, 198,208
vertical approach, 4, 6, 28-29
views of
Ambedkar, 28-29
Dowdle and Wilkinson, 6
Grimm, 4
Horwitz, 6
Michelman, 10, 41
see also unpaid domestic labour (context/ historical review), public/private divide
race/racism
as institution
‘comprehensive’ status, 123 difficulty of exit, 81, 98, 123, 124 powerlessness of individual to counter, 123
racially restrictive covenants as evidence
of, 94-95, 99, 121, 123, 124, 204
see also discrimination
racially restrictive covenants constitutional obligations to equalize the relationship between the parties/ eliminate institutional racism, 129, 209, 217
as evidence of racism as institution, 80, 123, 124, 204
jurisprudence
Griggs v Duke Power, 100-101
Inclusive Communities Project, 100, 132
Jones v Mayer, 100
Reitman, 99
Shelley, 56-57, 74-75, 80, 99, 127-28 as part of the larger social context, 204, 223-24
as part of a pattern of discriminatory conduct constitutive of the institution of racism, 99
as reflection of relative locations of power within the social institution of race/ race, 80, 94-95
as reinforcement of existing institutional discrimination, 80, 225
remedies, 132-33
views of
Tribe (subjugation theory), 74-75, 80, 127-28
Van der Walt, 74-75
see also discrimination
republican theories (labour market), 146-48,
150
chief concerns
dominant relationships, 146
location of arbitrary sources of power, 146-48
viability of exit option, 147
exemplars, 146
genealogy of the term, 146 views of
Bogg, 147
Breen, 147
Gourevitch, 147-48
Lovett, 146, 147
Marx, 147
Pettit, 146
Taylor, 147
Whyte, 146
restrictive covenants: see racially restrictive covenants
safe working conditions, right to, 139, 155 institutional approach to, 169
IWUGB v DWP, 138, 169
jurisprudence, 169 platform work and, 162-63 slavery: see Civil Rights Cases (US);
US Constitution/bill of rights
social reproduction
definition, 173
family as central social institution, 173 see also family
views of
Arruzza, 173
Bhattacharya, 173
Hoskyns and Rai, 173
Mau, 173
Wood, 150
South Africa
Constitution as definition and limits of the state, 3-4
default vertical approach (Constitution 8(1)), 29, 39
direct horizontal approach (Constitution 8(2)), 29, 41-42, 49, 145, 209-14 as ‘bounded interpretive direct horizontality’, 209 negotiating history, 101, 102-03, 209 principled framework, need for, 65, 102, 210-14
summary of jurisprudence, 214 direct horizontal approach (Constitution 8(2)), jurisprudence
AB v Pridwin, 212
Certification Judgment, 209, 210-11
Daniels, 211-12, 213
Daniels (Froneman J concurring), 212
Du Plessis, 101-03, 209-10
Du Plessis (Madala dissenting), 102, 209
Du Plessis (Mahomed DP concurring), 55-56, 102, 209
Juma Musjid, 210
Khumalo v Holomisa, 210
King (Victor AJ), 213, 214
Wilkinson v Crawford, 213-14 direct horizontal approach (Constitution 8(2)), views of
Bhana, 212
Brickhill and Bishop, 212
Currie and de Waal, 210
Finn, 212
indirect horizontal approach
balancing competing concerns, 58
Du Plessis (Mahomed DP), 55-56 third-party effect, 48 n3, 52, 54 ubiquity of the state, 55-56 institutional approach, tentative leanings towards, 41-42, 209-14
Bhana, 209-10
Cheadle and Davis, 209
Liebenberg, 210
Sutherland, 209
labour rights, constitutional protection of (Constitution 23), 145 complementarity to existing labour legislation/subsidiarity, 145 race issues/apartheid
Du Plessis, 101-03
state action/applicability of bill of rights to private persons, 32
AAA Investments, 35, 39-40
Allpay, 40, 42
Calibre Clinical Consultants, 34-35, 43-44
evasion of responsibilities considerations, 39
functional equivalence, 39-40, 43-44
Khumalo v Holomisa, 41-42
monopoly test, 39-40
private body as ‘organ of state'
(Constitution 239), 35, 39^0 private body's ability to affect rights as
determining factor, 41—42 sovereignty: see default vertical approach;
default vertical approach, core concepts/underlying assumptions; sovereignty (overview); sovereignty (institutionalism’s approach to); sovereignty (verticality) sovereignty (overview)
definition (concentration of power in the
state), 10—11
horizontality and, 54, 62—63 ‘layered sovereignty' (India), 26—28 state monopoly of coercive powers and,
10— 11, 12—14, 29, 34, 44 state/sovereignty link, inextricability, 12 views of
Loughlin, 13, 14
sovereignty (institutionalism’s approach to),
122— 26
default verticality's approach to distinguished, 123—26
rejection of verticality's unitary concept,
92
focus on
normatively significant features of state—individual relationship,
123— 26
parties' relative locations within an
institution, 123
sovereignty (verticality)
as a centralised and unitary concept, 10—11,
27, 31, 34,37,69,80, 84,122—26,
202
as basis for limiting rights claims to the individual—state relationship, 78, 122, 125
deprivatisation of society's ruling power/ privatisation of society, 9—10, 18 monopolistic powers, 34, 80, 125 constraint of state's powers
role of sovereignty in determining state's normatively salient attributes, 10—15, 122
vs the exercise of unconstrained
non-state powers, 14—15 jurisprudence
Flagg Bros, 11—14
Flagg Bros (Marshall J dissenting), 37
Flagg Bros (Stevens J dissenting), 11
normative salience
historical origins, 14 uniqueness, 14
views of
Grimm, 10-11, 14
Kay, 13
Michelman, 10, 12-13, 14, 15, 18
Thomas, J, 13, 14
state action doctrine
overview, 31, 33-34
as archetypal model of departure from verticality, 46
definition, 5 lack of a principled framework, 33, 44-45, 47
normative political theory vs conceptual basis, 10
attribution of acts of non-state body to the state, 31, 35-36 delegation/monopoly alternatives, 33-34 effacement vs close nexus, 35-36 functional test: see functional equivalence below
imposition of obligations on the state distinguished, 33
attribution of acts of non-state body to the state, jurisprudence
AAA Investments, 35, 39-40
Burton, 35-36
Calibre Clinical Consultants, 35 Jackson, 35
Jackson (Douglas J (dissenting)), 36 Moose Lodge v Irvis, 35-36
Pollack, 35
Pradeep Kumar Biswas Case, 35
elements of
applicability of bill of rights to non-state actors, 12
denial of rights vs obstacles to, 13, 20 focus on the state/entrenchment of sovereignty, 34, 36, 40, 46-47, 203 functional equivalence: see below impairment of a constitutional right vs invasion, 13, 20
‘natural monopolies'/outcomes of unregulated markets, exclusion, 17-18, 40
normative difference between sovereign and non-sovereign powers, 13-14 performance of core sovereign acts by non-state actors, dependence on state authorisation, 11-12 functional equivalence, 36-40, 202-03 tests for, 34-35
functional equivalence (delegation), 38-39 evasion of responsibilities considerations, 38, 39, 51
functional equivalence (delegation), jurisprudence
AAA Investments, 39
Blum v Yaretsky, 37, 43
Civil Rights Cases, 9-10
Cruikshank, 9
Evans v Newton, 38
Flagg Bros, 11-14
Hudgens, 38
Jackson, 17-18, 35, 43
Jackson (Douglas J (dissenting)), 41
Jackson (Marshall J (dissenting)), 40
Logan Valley, 38-39
Marsh, 38-39
Reitman v Mulkey (Douglas J (concurring)), 43
Rives, 9
functional equivalence (monopoly status) South Africa, 39-40
US, 40
functional equivalence (monopoly status), jurisprudence
AAA Investments, 39-40
Allpay, 40, 42
Hudgen, 40
Jackson, 40
Kohn, 40
McKinney, 44
Marsh, 40
functional equivalence (traditional functions), 37
Clapham on, 37 historical vacuum, 37
functional equivalence (traditional functions), jurisprudence
Calibre Clinical Consulting, 43-44
Flagg Bros, 37
Jackson, 37
Kohn, 37
San Francisco Arts and Athletics v USOC, 37
individual freedom and, 16
see also abstract freedom/autonomy private body's ability to affect rights as determining factor, 41-42, 203 Barak-Erez on, 42, 45
Khumalo v Holomisa, 41-42
Marsh, 41
Thomas on, 42, 45 privatisation of public functions, effect, 33-34
‘inadequate constraint' hypothesis, 28-29, 34-35, 51 views of
Barak-Erez, 33, 42, 43
Berle, 33
Black, 33
Brest, 33
Finn, 39
Hershkoff, 34
Michelman, 9-10, 33
Sedley, 33
Wyver, 43
state monopoly of coercive powers
as justification for
constraint of state's powers/default verticality, 10-11 as mark of ‘sovereignty', 10-11, 12-14, 29, 34, 44
‘differantial sovereignty', 75, 126 transplant process and, 80-81 monopoly as component of functional equivalence, 39-40, 44 monopoly as ‘flawed' concept, 80-81, 138-39
monopoly over law-making powers, 29, 122 as uniquely significant threat to core individual interests, 34, 41, 43-44, 122
‘subjugation’ thesis (Tribe), 74-75, 80,
127-28
third-party effect: see horizontality (indirect) (third-party effect)
Thomas, J
horizontality (bounded): see ‘bounded direct horizontality' (Thomas model)
horizontality (direct), 64, 69 horizontality (indirect), 51, 58, 59, 61, 62 institutional approach, 205 sovereignty, 13, 14, 122-24, 126 state action, 32, 33, 43
public character of private actors, 34 transplant problem, 58, 76 ‘vulnerable valuable interests diagnosis', 42, 44-45, 86, 128, 205
trade unions: see labour and employment rights, constitutionalisation of
transplant problem (indirect horizontality), 47,
57-61, 63
presumptions
equal applicability of rights framework in private and public contexts, 58 equality of non-state/private parties, 58 Tomlinson, 220-21
unilateral enforceability of rights against state vs mutual rights and obligations of private parties, 58 views of
Collins, 57
Thomas, 58, 76, 77-82
Uber, 104 n74, 137-38, 142-43, 153-55, 167-69, 194
see also platform work
UK
collective bargaining, 166-70
collective laissez-faire in, 143
Lee v Ashers, 225-26
unpaid domestic labour, overview
features of
as facet of social reproduction, 173 inclusion of goods and services, 173 feminist views on, 175 institutional approach
effectiveness, 180 justification, 179-80 modalities, 208
as reinforcement of
exit difficulties, 190-91 pre-existing differences in institutional power, 190
as violation of rights to livelihood, 190, 208 non-discrimination, 177, 190, 208 property, 177, 190, 208 protection from forced labour, 177, 188-89, 190, 208
see also unpaid domestic labour (context/ historical review); unpaid domestic labour, remedy (equal property rights upon separation) unpaid domestic labour (context/historical review), 181-85
increasing acknowledgment of direct and indirect contribution to the economy, 176
public/private divide
as basis for non-remuneration of domestic work, 182 exceptions to the unwaged and gendered character of domestic work, 183 gendered nature/as on-going phenomenon, 181—89
Hibbs, 184
justice requirement, non-applicability to civil society institutions, 151, 173-75,176, 179-80, 181-86, 187, 198,208
production vs reproduction, 181 state vs non-state, 181 traditional view of domestic work
female as unwaged private support of male public wage-earner, 182-83 housework/care work as ‘nurture’, 175-76, 182
as part of the wife’s job not eligible for remuneration, 175-76, 182
UN/ILO publications
‘Care Work and Care Jobs for the Future of Decent Work’ (ILO), 184
‘Promoting Women’s Economic Empowerment: Reorganizing and Investing in the Care Economy’ (UN Women, May 2018), 176
‘Redistributing Unpaid Care and Sustaining Quality Care Services’ (UN Women, 2016), 176 ‘Why Care Matters for Social Development’ (UNRISD), 184 views of
Anandhi, 183
Benhabib, 181
Chandrasekharan, 183
Federici, 181, 183
Folbre, 184
Fraser, 182
Fredman, 96, 182
Hochschild, 184
Hoskyns and Rai, 184
Hughes, 181
Kleingeld, 182
Kotiswaran, 179 n15
Lucy, 181
McKenna, 183, 190
Mies, 183
Okin, 181
Olsen, 183
Parkman, 190
Pateman, 181, 182
Satz, 175, 181
Silbaugh, 190
unpaid domestic labour, remedy (equal property rights upon separation), 190-97, 208
advantages, 208 applicability domestic relationships departing from the traditional norm, 191 exclusion (for present purposes) of on-going relationships/remedies other than property rights, 175, 190 marriage contracts: see marriage contracts
application, examples Colombia, 195-96 India, 194-95 New Zealand, 192-94 see also New Zealand
UK, 195
application, methods direct horizontal application of constitutional rights, 195-96, 198
existence of a constitution without applicable direct horizontal right, 194-95, 196, 197 interpretation of existing legislative frameworks, 192
limitation to a legislative framework, 192-94, 198
statute/judge-made law, 179, 192 compatibility with state’s positive obligations towards domestic relationships, 179, 180 institutional approach
benefits (facilitation of relationship with private law), 192
purpose/criticisms, 191
justification, 208
as recognition of unpaid domestic work as equal contribution to the domestic relationship as remunerated outside work, 190
relevant factors distinguishing ‘relationship property’ and ‘separate property’, 192 length of relationship, 191 marital home, 191
views of
‘A Practitioner’s Toolkit on Women’s Access to Justice Programming’ (UNHCR), 191
Shanley, 179 n15, 184, 191
US
abstract freedom, 18
collective bargaining (Wagner Act), 145, 163 default vertical approach, origin in, 4—6, 32 horizontal approach (ubiquity of the state), 55-56
institutional approach, leanings towards, 97-101
labour rights/collective bargaining (Wagner Act), 145
Reconstruction era, 6, 17
state action doctrine, 5, 35-36, 39, 42-44 see also US Constitution/bill of rights US Constitution/bill of rights
Thirteenth Amendment (proscription of slavery and involuntary servitude), 7, 49
applicability to acts of private parties, 97-98, 100
applicability to racial discrimination not amounting to slavery, 7
as direct horizontality, 49
Indian Constitution compared, 26 ‘involuntary servitude' as institution, 98-99 Fourteenth Amendment (due process clause) applicability to federal regulation of private conduct, 7
limitation to exclusively sovereign acts,
11- 12
Michelman on, 9
positive obligations theory and, 9-10 constitutional jurisprudence as dominant default verticality influence, 4-5, 32
extending common law rights to state action/making the domain of rights gapless, 15 see also individual responsibility key concepts, 5 views of
Chemerinsky, 15 McAffee, 5 see also Civil Rights Cases (US)
Van der Walt, J: see ‘bounded direct horizontality’ (van der Walt model) vertical approach: see default vertical approach
women: see domestic relationship; family; feminist perspectives/ constraints on women; India (institutional approach) (constitutional horizontal rights provisions); India (institutional approach) (constitutional horizontal rights provisions), jurisprudence (Constitution 17 and ‘untouchability’) (Sabarimala Case); marriage, applicability of the institutional approach/issues; unpaid domestic labour