Anomie
Reichskommissariat Ukraine built on the Soviet heritage of mistrust and enforced passivity which undermined solidarity with others. The promising social experiments of the 1920s, the New Economic Policy and Ukrainization, started to build a civil society in the first fifteen years of Soviet power, but Stalin’s collectivization, industrialization, famine, and massive purges shut down this process.
The politics of national categorization in the 1920s and the Stalinist politics of suspicion, denunciation, and a constant search for real and suspected enemies in the 1930s prepared the way for the Nazis. In the Ukrainian-speaking territories of East Central Europe, the official Polish and Romanian policies discriminating against Ukrainians and the subsequent repressions in the 1920s and 1930s, and the oppressive Soviet occupation, extensive deportations, mass arrests, and executions between 1939 and 1941 made cooperation with the Germans - for many - preferable to submission to the Soviets, Poles, or Romanians. As the largest national group in Europe without an independent state, many Ukrainians felt frustrated by the post-war and post-Versailles world and acted upon their resentments.Between 1918 and 1939, many Ukrainians living in Galicia, Volhynia, and Bukovina embraced integral nationalism and its ultimate goal - the establishment of an independent Ukrainian state. Proponents of this highly authoritarian ideology claimed that this end justified all means used to realize it; many - although not necessarily the majority - approved this interpretation. In his criticism of this immorality, Metropolitan Andrei Sheptytsky called this belief “a politics without God,” the attitude that “politics frees a person from the obligation of Divine Law and justifies crime.”199 But depending on the circumstances, true believers of integral nationalism were not necessarily more likely to absorb this moral breakdown and accommodate the occupiers than the non-believers.200
In their assessment of the recent past, nationalist ideologists claimed that Ukrainians failed to establish their own independent state in 1917-20 for two reasons.
First of all, the Ukrainians - led by moderate socialist and liberal parties, which negotiated various compromises - did not possess the necessary will to create an independent state. Second, the Ukrainian nationalist governments which emerged during the revolutionary period did not - or could not - establish an effective army to vanquish their internal and external enemies. Despite the great hopes and expectations generated by the fall of the tsarist government, a new political order based on respect, dignity, justice, and equal rights did not emerge. Might still defined right.All integral nationalists understood subconsciously - if not consciously - that in a world of competitive powers the Ukrainians needed a powerful ally, not a domineering protector along the lines of imperial Germany, which intervened in the internal affairs of the Ukrainian National Republic and quickly undermined its credibility with the peasants. These integral nationalists were revolutionaries who wanted to overturn the status quo in East Central Europe and to carve out an independent Ukrainian state from the territories claimed by Poland, Hungary, Romania, and the USSR. They aspired to turn their dreams into reality by means of their own political will and with their own forces; hence, their interest in military formations (the Carpathian Sich, Nachtigall, Rolland, the UPA, the Galicia Division, and the infiltration of the Schutzmänner). The acquisition of military training and arms, in whatever way possible, became their primary priority. They recognized that in light of European geopolitical realities, they needed extensive external help to do so. The Great Powers appeared far more hostile to new entrant states on the European continent than they did decades earlier. Inasmuch as Poland and the USSR, the two most powerful countries in East Central Europe, opposed this goal, the enemies of their enemies (such as Germany) now became their only potential allies.
The OUN-B always insisted that no contradictions existed between their proclamations of the necessity of possessing “our own forces (“ nashi syly”) and their willingness to accommodate themselves with Germany, but the reality was always murkier than they hoped.
As revolutionaries who thought in geopolitical terms, Ukrainian nationalists assessed their goals within the framework of their geographic neighbourhood. Had the United States or the United Kingdom been closer or had the Allies viewed Poland or the USSR as their primary enemy, the OUN would have sided with them.201 Geography may not be destiny, but it certainly helps limit one’s political options.The OUN-B hoped to cooperate closely with Germany but did not blindly follow the Germans. They sought to rely on their own assessment of their own interests and with their own forces. When the Third Reich turned against the OUN in mid-summer 1941, the OUN-B went into the underground and introduced limited defensive measures against them. After Stalingrad, the OUN-B sought to rekindle the German-Ukrainian nationalist pre-war relationship, primarily because - even in retreat - Germany remained the strongest revisionist power in Europe. Pragmatic, not ideological, considerations drove the Ukrainian nationalists.
This attempt to establish a pragmatic relationship with the Germans did not necessarily imply “collaboration with the enemy,” if one defines collaboration, as does Jan Gross, as “an uneven partnership in which one party operates under duress or even worse, betrays the interests of its own group.”202 Defined in this manner, collaboration is the very opposite of resistance. Stefan Korbonski, one of the Home Army’s primary leaders in Warsaw, described how the Polish underground authorities set guidelines for the behaviour of all Poles under German occupation. At its very core, the basic instructions that the Home Army formulated demanded that the Polish population resist the occupying power at all times, either by passive or active means.203
Despite the best intentions of those resisting Nazi or communist occupation, very few could consistently apply this moral clarity during the war and occupation in the ethnically mixed Polish-Ukrainian borderlands, if anywhere at all.
In face of a large insubordinate Ukrainian population in the kresy, what was the best possible way to deal with them? The Polish Home Army and Polish self-defence units cooperated officially and unofficially with Soviet partisans, the Red Army, the Hungarian army, and the German authorities, at times simultaneously, against the OUN, UPA, and the local Ukrainian population. According to one OUN report written about the Polish underground in Volhynia in May 1942, the author wrote: “Everyone works against the Ukrainians. For the Poles, we are their greatest enemies, even greater than the Germans.”204 The Poles might have responded in the same way and with the same tone in regard to the Ukrainians.In wartime, all belligerents believed that the expediency of victory always trumped moral principles. Like other guerilla units fighting in Volhynia and East Galicia, OUN and UPA units also engaged in authorized and unauthorized efforts to coordinate their operations with the Germans against the Poles.205 This did not necessarily denote collaboration.
But collaboration or resistance did not constitute the only possible responses to foreign occupation. Other possible responses included passivity, withdrawal and/or neutrality, passive resistance, passive cooperation, alliance seeking, or merely the wish to survive, oftentimes a contingent mix of these reactions. Not everyone could consistently or consciously resist over a long, brutal occupation. Most people do not and did not engage in heroics; most sought to do the best they could under trying and dangerous circumstances. In the wild East, anyone who stood out could be arbitrarily detained or shot.
In the course of the war, the relationship between the OUN-B and the Germans (depending, of course, on whether the Germans in question were diehard Nazis like Erich Koch or more reasonable senior army and military intelligence officers) fluctuated. This was an uneven relationship, one that could easily change and unexpectedly decimate the leadership of the OUN and a significant number of its members.
Locked into the framework of their Nazi racial ideology, the Germans could not and would not help create puppet states, such as Slovakia or Croatia, on the eastern front, which would have temporarily satisfied the Ukrainian nationalists.The overwhelming majority of Ukrainians most likely did not interpret this informal relationship with the Germans as collaboration. Having lived in interwar Poland or Romania, they did not see themselves as full-fledged citizens of Poland or Romania, nor were they treated as such. Once the Germans or Soviets rolled in, they did not believe that they had any obligations of loyalty to the states they despised and which despised them. Individuals and groups made choices based on their perceptions of the contrast between Soviet and German occupational policies in their localities, the strength of Ukrainian national identity and nationalism before the war, accumulated social strains, and the situation on the eastern (and western) fronts.206
In order to overcome Ukraine’s statelessness, the OUN-B aspired to become allies of Germany as part of their long-term strategic calculations. In light of this organization’s overall weaknesses, cooperation with the Germans promised “higher payoffs than fighting” them.207 Just as Ukrainian nationalists hoped against hope that the German political leadership would help them in their struggle against the USSR, the Polish Government-in- Exile wished to become the USSR’s equal ally against Nazi Germany. Poles and Ukrainians assessed their political environments and took calculated risks allying themselves with one of the Great Powers or the other.
Most of the relationships between the Ukrainians and the Germans in Ukraine was not driven by ideological motivations. Most stemmed from individual and group efforts to respond to the traumatizations of the past and present, an effort to survive the most brutal war in human history. Whether at the official political level (OUN-B-German relations), at the elite level (the Greek Catholic Church and the German occupational authorities), or at the popular level (Ukrainian Schutzschaften), most Ukrainians had to deal with the Germans, whether they wanted to or not.
The Nazi occupation created the environment in which certain types of criminal behaviour flourished, and also special conditions for Ukrainians. The Nazi elite imagined that “the Ukrainians (and the Baltic nationalities) were particularly anti-Bolshevik and therefore anti-Semitic, and moreover, sufficiently primitive to perform whatever dirty work was required.” In addition to persuasion, Nazis used coercion to encourage Ukrainians to assume the role of perpetrators.208
The police auxiliary units are a case in point. The Germans recruited approximately one million men from among the terrorized and starving population in the areas they controlled on the eastern front to reinforce their army and local police.209 Many joined to get food and a small salary, to survive. The Germans selected many of the Soviet Ukrainian POWs Hitler released in 1941 to serve as concentration and death camp guards and assigned the local Ukrainian police to participate in Jewish ghetto clearings and mass executions. The men who worked these “actions” committed heinous and unforgivable crimes against a defenceless civilian population. Even if they possessed some empathy with fellow human beings at the beginning of the war, these feelings quickly disappeared. Prolonged subjugation and the routinization of mass killings numbed their senses and intoxicated the powerless men with the thrill of invincibility, the “sensation of trampling on an enemy who is helpless.”210 Ideological or political considerations did not enter into the picture. These men served in these functions because they had little choice in the matter. As released POWs, they already wore the mark of Cain. Thus, according to Snyder, “some of the survivors of one German killing policy became accomplices in another, as a war to destroy the Soviet Union became a war to murder the Jews.”211 With Soviet victory, they became the walking dead.
Through no fault of their own, they had surrendered to the Germans and experienced release when most of their Soviet compatriots did not. This permanently branded them. Having few outlets to survive, they served the Germans, who manipulated them. The Nazis “used persuasion and force to facilitate recruitment. They took advantage, too, of the Ukrainians’ opposition to and brutalization by Soviet rule.” In doing so, the Germans aspired to reduce the overall social inhibitions against mass murder. The June 1941 Soviet massacres of political prisoners not only “desensitized the local population to the extermination of the Jews, but also reduced taboos inhibiting participation in the extermination process.”212 Officially sponsored anti-Semitic ideologies, personal animosities against the Jews, and Soviet and Nazi brutalizations undermined the social restraints of the past and led many to dehumanize others as they had been dehumanized. In the ferocious struggle to create an independent Ukrainian state, the OUB-B and the UPA killed large numbers of unarmed Jewish and Polish civilians and morally compromised their legacy.
The choices that people made during this turbulent time are far more complex than the narratives that neatly divide those who collaborated from those who did not suggest. Very few of those living under the conditions of Soviet or German occupation could maintain an uncompromised moral clarity.