UKRAINIAN GRIEVANCES
In Ukraine, the war’s dual burden was especially resented. Compared to the rest of the Tsar’s lands, Ukraine bore a disproportionately high share of the war’s human and material costs.
(Ukraine, with a population of about 1.1 million, put 40,000 men into the field while Russia, with a population of about 13.5 million, had in 1700 an army of 112,000 men.)1 But even more ominous for the Ukrainians was the talk of change that accompanied the war effort. Past experience showed that whenever the Tsars talked of changes, the rights and privileges of the Zaporozhian Host had suffered. For example, at the confirmation of every newly elected Hetman, the original agreement of 1654 was altered in the Tsar’s favor.2 Fearing for their rights, Mazepa and the Cossack star- shyna were intent on maintaining the status quo at any cost.Complaints related to the war began to pour in from every segment of Ukrainian society. Peasants and townsmen most often protested about the behavior of Russian troops in their villages and towns. Between 1705-1708 both the Hetman and the Tsar received a constant stream of complaints relating how Russian officers allowed their men to beat and insult Ukrainians, rape their wives and daughters, destroy their homes, drive off their cattle and, in some cases, kill them. “From everywhere,” Mazepa wrote to Moscow, “I receive complaints about the willfulness (Svoevolstvo) of the Russian troops.”3
Alarmed by the situation, Peter I ordered his commanders in Ukraine to appoint special officers who would be given the right to use the death penalty in order to prevent such behavior by his troops. But the problem worsened when, in 1708, the Russians began to apply the scorched earth policy in the face of the invading Swedes. In the fall of 1708, Peter I felt constrained to issue a series of ukazs to mollify the Ukrainians.
One of them stated:We have forbidden our Great Russian troops, under pain of death, to despoil or harm the Little Russians. Several willful miscreants have been executed already near Pochep. And if some harm has been caused by the burning of dwellings and bread this has been brought on by the extreme necessity of depriving the enemy of shelter and provisions so that they might perish for lack of them.4
Admitting that the Ukrainians suffered from the Russian troops which moved through their land, Peter I went on to say that, “in view of the war with the Swedish king, these difficulties are unavoidable; it is necessary to bear these difficulties for the general welfare of the state.... I myself do not spare my own person for this purpose.”5
Peasant discontent in Ukraine was matched by that of the Cossacks on campaign. For the latter, the war brought a series of painful novelties. Instead of traditional Polish, Tatar or Ottoman enemies close to home, the Cossacks had to fight, at their own cost, modern Swedish armies in distant Livonia, Lithuania or central Poland. During these campaigns, it became clear that the Cossacks were no longer a match for regular European regiments. Peter Γs German and Russian commanders treated the Cossacks accordingly: they were utilized as auxiliaries and, quite often, simply as cannon fodder. This did little good for Cossack pride and even less for their chances of survival. Year after year their regiments returned from the north with casualty rates as high as 50, 60 or even 70 percent.6
Cossack morale worsened in 1705 when Peter I, in an effort to coordinate his forces, assigned Russian and German commanders to Cossack units. Contemptuous of what they considered to be inferior troops, these officers, in the opinion of their Cossack subordinates, were needlessly cruel and arrogant. Moreover, when the Ukrainians returned from the campaigns, they were often set to work, under bullying Russian supervisors, building fortifications such as those of the Perchersk fortress in Kiev.
For their part, the commanders and supervisors often complained to the Tsar of the unreliability and lack of discipline of the Cossacks. In any case, the war contributed greatly to heightening tensions between the Ukrainians and the Russians.Even the highest levels of Ukrainian Cossack leadership were not immune from insult and injury. In 1705, Dmytro Horlenko, the acting Hetman of the Cossack forces in Lithuania, was accosted by Russian soldiers, thrown from his horse which was confiscated for mail service, and barely escaped a beating.7 Mazepa himself learned that the Tsar’s favorite, Alexander Menshikov, regularly disposed of mercenary troops which the Hetman had paid for and he never bothered to inform the Hetman about this. In one of the campaigns, the Tsar placed the Hetman under the command of Menshikov. Mazepa found this to be especially galling since he suspected the Russian of plotting to remove him from office. Moreover, he felt that it was below his dignity to serve under such a lowborn parvenu.8
But what upset the Cossacks, especially the Starshynaf most of all were the rumors of Peter Γs plans to reorganize them. A deeply worried Horlenko informed Mazepa of his suspicions that the Tsar intended to dispatch Ukrainians to Prussia for training as dragoons. Another of the Hetman’s officers claimed that he saw the Tsar’s ukaz to this effect and only the exigencies of the war led to the cancellation of the order.9 To understand the staτshyna's sensitivity on this issue it must be recalled that the Cossack military organization corresponded to their socio-economic status: to alter the former meant, in the view of the Starshynaf to change the latter.
An incident which seemed to confirm the fears of the Ukrainian Cossack elite occurred during the Tsar’s visit to Kiev in 1706. After some heavy drinking, Menshikov blurted out to Mazepa—with reference to and within the hearing of many of the Starshyna— that, “It is time to rid the Tsar of these enemies.”10 Later, when the Hetman was already in touch with the Swedes and it suited his purposes to agitate the Starshynaf he informed his officers that, as a close confidant of the Tsar, he had heard comments like Menshikov’s quite often.
Furthermore, he added that the Tsar and his ministers wanted “to destroy the Starshynaf bring the towns under their control by installing voevodas and garrisons there. If we should resist, they will force us across the Volga and settle Ukraine with their own people.”11 After a similar discussion, a distraught colonel cried to the Hetman:Just as we always prayed to God for the soul of Khmelnytskyi and blessed his name for freeing Ukraine from the Polish yoke, so we and our children will forever curse your soul and bones if, as a result of your hetmancy, you leave us in such slavery!12
Although this comment came at a time when Mazepa and the starshy na were already on the verge of joining the Swedes, it illustrates well the repercussions which the Tsar’s war effort had on the Ukrainian Cossack elite.
Despite signs of favor—at Peter’s recommendation the Hetman was named a Prince of the Holy Roman Empire and was honored with the Cross of St. Andrew—Mazepa himself began to feel insecure in his position. There were strong indications between 1705-1708 that the Tsar wanted to “promote” him out of office.13 A well-founded rumor had it that Peter I, in order to entice the Duke of Marlborough into his service, offered him the Princedom of Ukraine.14 And Prince Boris Sheremetev, a member of the old boiar aristocracy and a personal friend of the Hetman, warned that the ambitious Menshikov was “digging a hole” under Mazepa in the hope of obtaining the hetmancy for himself.15 The old Hetman was well aware of the possibility of such machinations. Referring to the prestigious but empty title of Roman Prince which he received in 1708, he said, “They want to satisfy me with the Princedom of the Holy Roman Empire and then deprive me of the hetmancy.”16 Insecurity and resentment were beginning to undermine even the unmatched loyalty of the Ukrainian Hetman.
The grievance which finally convinced Mazepa to begin serious negotiations with the enemy involved the issue of protection.
As Charles XII invaded Russia, rumors spread that his ally, Leszczyn- ski, was to attack Ukraine. Realizing that his troops were too weakened by the Baltic campaigns to defend the land, the Hetman turned to his sovereign for aid. According to Orlyk, their discussion went as follows:I proposed to his Tsarist Majesty that, should the Swedish King and Stanislaw divide their troops and the former go into the Muscovite realm and the latter into Ukraine, we, with our weak army, ruined by frequent campaigns and wars, would not be able to defend ourselves against the enemy. Therefore, I requested from his Tsarist Majesty... that he be so pleased as to give us at least 10,000 of his regular troops. His Tsarist Majesty replied to me: “Not only 10,000, but I cannot even spare ten men; defend yourself as best you can.”17
For Mazepa, this was the last straw. Confronted with the threat of Polish invasion, a disaster which would not only devastate the land but also destroy the Cossack order established more than fifty years earlier, the faithful vassal heard from his sovereign a blunt refusal of aid. To be sure, Peter I had, first and foremost, to care for his own lands. But this was just the point: an insurmountable distinction had been drawn between the interests of the Tsar and those of the Hetman. For the Hetman this meant that the Pereiaslav Agreement—the basis of his loyalty to the Tsar—was no longer mutually beneficial and, therefore, could no longer be binding.
Mazepa’s line of argument constantly repeated and stressed certain phrases and ideas: rights and privileges; overlordship freely chosen and open to recall; and protection, always the issue of protection. For anyone with an acquaintance with medieval political theory, these concepts strike a familiar note. They are the components of the contractual principle, European feudalism’s most common regulator of the political relations between sovereigns and regional elites. One needs only to recall the basic elements of this principle, so widespread and so cherished by the nobilities of seventeenth-century Europe, to see how it coincided with the thrust of Mazepa’s arguments.
The contractual arrangement was an act of mutual obligation. The vassal promised his lord obedience, service, and loyalty in return for the latter’s protection and respect for the vassal’s privileges and the traditions of his land. If the vassal had good reason to believe that his lord was breaking his obligations, he had the right — the famous jus resistendi—to rise against him to protect his interests. Thus, in theory, the lord as well as the vassal could be guilty of disloyalty. Throughout Europe, the contractual principle rested on the Prevailingcornerstone of legal and moral authority— custom. The German Schwabenspiegelf one of the primary sources for customary law in East Central Europe, provided a concise summary of the principle: “We should serve our sovereigns because they protect us, but if they will no longer defend us, then we owe them no more service.”18 Mazepa’s position could not have been stated more succinctly.