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Nature and Scope of the Hermeneutic Reflection

The primary intention of my article is to show that the hermeneutical judgment is integral part of the theory of understanding and interpretation. Dilthey’s radical distinction between the natural sciences and the humanities is no longer accepta­ble.

Understanding is not only a feature of the humanities, but also a crucial seg­ment of the natural sciences and engineering. However, hermeneutical reflection does not aim only at an interpretation and explanation of the existing expressive forms of human mind; it also considers the possibilities of some new forms of artistic and cultural creation, and seeks reflective answers to both the challenges of contemporary age and the complex issues pertaining to the modern societies. The primary tasks of hermeneutics also include a complex understanding and judgment of a concrete situation as well as the ways to cope with the issue of application of the universal to the particular. Such universal feature of hermeneutical understand­ing, modelled after the experience of truth through the work of art, supplies one of the key reasons why, on the close of the last century, hermeneutical philosophy reaches the status of “philosophia prima”. In the words of its founding father, Hans-Georg Gadamer, hermeneutical reflection poses the questions that relate to “the whole of human world-experience and the life-practice. Put in Kantian terms, it poses the question of how the understanding is possible”.1

The issue of responsible interpretation arises from the beginning of hermeneu­tics in the writings of Matthias Flacius Illyricus (1520-1575). Hermeneutics as a theory of understanding of the works was established in early German Protestantism. Prominent representatives of hermeneutical philosophy, W. Dilthey and H.-G. Gadamer, attribute to Flacius the key role in the founding of hermeneu­tics as a method of reliable textual understanding and interpretation.[130] [131] Flacius reso­lutely defended the hermeneutical principle of understanding Biblical texts and wrote a massive guidebook which was to serve as the “key” (clavis) to the proper understanding Holy Scriptures.

In Flacius’ opinion, a text needs to be interpreted autonomously, in accordance with its immanent sense, so that the meaning of par­ticular words, sentences, and parts of the text is discerned through the ‘scope’ of the text and the totality of its context. We owe to Flacius in this connection two principles of interpretation that are of a crucial importance to the further evolution and constitution of a universal method of interpretation: first, the principle of ‘scope’ as the basic intention of both the text and the author, which remains the primary purpose and task for any interpretation; and second, the principle of the interconnectedness of the whole and its parts vis-a-vis the textual understanding, which will be later designated as the hermeneutic ‘circle’. This implies a comple­mentary application of an inductive-synthetic and a deductive-analytical method of consideration and explanation of a text. Within the synthetic procedure, through the process of understanding, one needs to integrate the separate parts of the text (membra) into a meaningful, coherent whole, a process that Flacius calls dispositio, and then, through a heuristic procedure, check the degree to which the consistency of separate parts and passages of the text fits into the wider textual coherence (quomodo singulae partes se invicem cohaereant).[132]

The hermeneutical analysis of a text explores the integration of its parts into a meaningful and coherent totality. Convenience (convenientia) and consistency of the explications of individual parts of the text, merged together within the coherent complementarity, are confirmed in the light of the contextual intentionality of the text, whereas the principal scope (scopus principalis) plays the role of a unifying thread that integrates the meanings of words, sentences, passages, and parts of the text, into a coherent, meaningful totality.

The concept of a responsible form of interpretation was characterised by Georg Friedrich Meier, a prominent representative of German Enlightenment, as principle of “hermeneutic equity” (“hermeneutische Billigkeit”) in his classical treatise Versuch einer allgemeinen Auslegungskunst (Attempt at a General Art of Interpretation 1757), whose primary aim is to decipher the meaning of the text according to the standard of interpretation: “Hermeneutic equity” is the inclination of an interpreter to take those meanings as hermenuetically true, which correspond best to the perfections of the author of the signs (“Die hermeneutische Billigkeit [aequitas hermeneutica] ist die Neigung eines Auslegers, diejenigen Bedeutungen fur hermeneutisch wahr zu halten, welche, mit den Vollkommenheiten des Urhebers der Zeichen, am besten ubereinstimmen”).[133] According to Enlightenment theoreticians of the normative interpretation, the process of heuristic-reconstructive interpretation extends from understanding of the meaning of words on the basis of their usage to the unfolding of the complex hermeneutic truth of meaning.

This explanatory principle, according to which the meaning of individual loci is medi­ated through understanding of the intention and composition of the entire work, the meaning of the content of the entire work developed in the coherent congruence of its individual parts, was designated by Dilthey as the pinnacle of hermeneutics.

Many critics of contemporary hermeneutical philosophy claim that the herme­neutical request for sense-discernment is indeterminate and vaguely formulated. This, to a degree, also applies to their relativistic notion of truth as advocated by Heidegger, Gadamer and postmodernists who explain the structure and essence of truth through the concept of “play”. We all, seeking to learn and realise some­thing, climb up the language games to the understanding of the world: “we, the understanding ones, are caught into the net of the truth-event and arrive, in fact, always too late, if we want to know what we need to believe”.[134] Hermeneutical practice of understanding, through which one needs to arrive at the truths that have to be prevented from falling under the rule of the modern notion of science, actually expresses our belonging to what we understand. Since such hermeneutical reflection dispenses with the assumptions that preside over the standard scientific methodology, its relevance to a reliable textual interpretation and understanding remains extremely questionable.

In the process of understanding and interpreting a written work, the individual parts of the text are connected to a meaningful and coherent unity and made plausi­ble from their context. In order to be able to fathom the intention of the author, the “correspondence theory of truth” proves to be the conditio sine qua non or norm of interpretation. The interpretation unfolds as a hypothesis which needs to be con­firmed, whereby the criterion of coherence, the criterion of logical correctness or connection, serves as a heuristic tool. It is a question here of a “zetetic” interpreta­tion of texts, for which the research instrumentarium of a general theory of science (“Wissenschaftstheorie”) is to be employed, i.e.

hypotheses regarding the interpre­tation are to be tested regarding their consistence and their compatibility with the “facts” concerning the texts. This method of interpretation has enjoyed a thorough­going presentation and thoughtful application in the important works of Eric D. Hirsch, Wolfgang Wieland, Hans Kramer, Hans Ineichen, and Nicolas Rescher.[135] In their view, proposals for the understanding and interpretation of texts should be understood according to their position in the formation of hypotheses (“Hypothesenbildung”) and carefully tested with respect to their plausibility. The task of textual interpretation consists accordingly in “finding out the most probable hypothesis of interpretation”, bringing it into harmony with the text itself, and test­ing its plausibility within the framework of a circle-like process of examining its complementarity with the understanding of the individual elements of the text and the text as a whole. The meaning intended by the author manifests itself thereby as the standard of the interpretation, or as the an ideal which the interpretations should more or less approach. The approximation claimed here demands a necessarily rep­licable, critical analysis concerning the question as to whether and to what extent the product yielded by the interpretation deviates from the interpretandum.

The greatest danger to interpretation in contemporary human and social sci­ences is hermeneutical and epistemic relativism, for without normative standards of interpretation no interpretation has any advantage over any other and no expla­nation is possible at all, a condition which is ultimately insupportable to us human beings because of our natural desire and need to know and understand. American physicist Alan Sokal characterized the tendency of mainstream postmodern Philosophy in his parodist Essay “Transgressing the Boundaries: Towards a Transformative Hermeneutics of Quantum Gravity”: “The content and methodol­ogy of postmodern science thus provide powerful intellectual support for the pro­gressive political project, understood in its broadest sense: the transgressing of boundaries, the breaking down of barriers, the radical democratization of all aspects of social, economic, political and cultural life”.[136]

The American philosopher Nicholas Rescher, an advocate of the coherence theory of truth, is one of the most decisive opponents to “a relativistic indifferentism” in the theory of interpretation.

In a critical debate with Derrida, he claims that the task and purpose of interpretation is not to supply as diverse textual interpretations as possible, but to interpret the text stringently and meaningfully, as demanded by its wider context. Derrida and deconstructionists assume that each text carries within itself limitless possibilities of distinct interpretations that should all be posed as equally adequate and worthy: “As deconstructionism sees the matter, the enterprise of text interpretation accordingly confronts us with an inevitable pleth­ora of coequal alternative possibilities”.[137] In this regard Rescher ironically points to some limits to variation, and refers to the example from the Talmudic tradition of forty nine different hierarchies of sense in the interpretation of the Torah, which Walter Benjamin advocated vis-a-vis the interpretation of the work of art in par­ticular.[138] Rescher resolutely claims that the theory of interpretation needs to be nor­mative and guided by strictly determined standards and criteria of evaluation in the matters of truth and falsity, a responsible and irresponsible perspective on the text. The text interpretation is legitimate only if it has been performed in accordance with the meaning of the text and with the criteria of coherence. “It is in fact coher­ence with the resources of context (in the widest sense of this term) that is at once the appropriate instrument of the text interpretation and the impetus to objectivity in this domain”.[139] [140] A responsible hermeneutical interpretation never takes place as an imaginative process of creative playing in the search for diverse possibilities and variations of meaning; but it implies an attempt to track down a correct and adequate immanent meaning of the text, the task the classics of hermeneutics, from Flacius to Dilthey, set for themselves anyway. In that sense, Rescher puts it thus: “But who makes the rules of appropriateness? The answer is that they are not made by but given to us, not something invented but rather something to be dis­covered by anyone who examines the range of relevant phenomena with sufficient care”.11 The key motive of each responsible interpretation of a text ought to adhere to the principle of so-called “hermeneutical optimisation”, which is grounded on coherent contextuality, which means that the more an interpretation is consistent, and the more it coheres with the whole of the context, the more it is entitled to obtain our acceptance.

By the examination and evaluation of different forms and products of human creativity in a variety of historical and cultural epochs, hermeneutic methods and hermeneutic philosophy have shown how there is one single process of applica­tion of the universal to particulars and how experience is used in the consideration of fundamental issues confronting contemporary society. The task of the humani­ties is not only to protect and promote pluralism in the age of the globalization of information, but also to consider the possibility of intercultural dialogue in the creation of one’s own identity. In this sense, the task of hermeneutical methods is to preserve the certainty and reliability of understanding. The object of study in the humanities is not something abstract or foreign to us, but that which we neces­sarily belong to ourselves: culture and the intellectual tradition which is the fruit of the self-realization of the human spirit. In education we recognize and study the cultural goods passed down to us, and by recognizing and assimilating their inher­ent value we construct our own personality. By our conscious appropriation of cul­tural goods we become a part of the tradition which lives on in us. Without the mediation with the present, without actualization and reception, tradition begins to lose its significance. Cultural tradition comprises not only texts and artistic works, but also institutions and social forms. The intellectual wealth of a culture cannot, pictorially speaking, be passed on from generation to generation like a treasure in a chest. Cultural tradition is passed on exclusively in the dialectic remembrance, which, as exemplified in the Platonic dialogues, is developed in the finiteness and contingency of our existence in critical reflection and the cultivation of our indi­vidual and collective identity.

The advantage of the hermeneutic method is to be seen in its advocacy of a pluralistic dialogue and of the practice of tolerance in the exchange of a variety of experience with regard to the examination and evaluation of existing ethical and cultural norms, with the aim of preserving and enriching our civilization, ever­more threatened by the Moloch of a globalizing abstraction from all concrete cul­tural contents and contexts. The question of the research method is directly related to the discernment and judgment of the researchers. Cultivation is a process of education (Bildung, paideia), in which the Understanding appeals to us.

Thinkers of the hermeneutic school of philosophy, taking as their point of departure Hegel’s definition of identity as self-consciousness, confirm that iden­tity is not only in an abstract sense a fundamental philosophical concept. By self­consciousness the human individual differentiates himself from animals, because by the capacity for self-conscious reflection the human individual can rise above the experience of particulars to the formulation of general concepts and univer­sal norms. Paradoxically, it is through this process of generalization or univer­salization that it becomes possible to develop and cultivate one’s own personal and cultural identity. By the mere fact of their being born into this world, human beings are not already all that they should or could be; it is necessary to differen­tiate between the natural conditions of existence as a human being (conditiones humanae) and their natural potential. It is only by a complex and life-long educa­tion process that the individual re-creates the original characteristics by which he can approach the full expression of his integral personality.

Every individual who on the basis of the natural preconditions of his existence is able to rise to the level of rationality and intuition recreates in the educational process the existing substantiality of the cultural heritage by which his iden­tity to a certain degree is predetermined, and in which he is rooted in a specific, individual manner. The process of growth and education is at once a process of personal maturation in the course of which the individual examines and critically evaluates the preexisting cultural and humanistic heritage, as well as the set of institutionalized norms into which he was born. The wealth of tradition becomes in this process of intelligent (re-)integration and re-appropriation a part of our individuality, while whatever is not subjected to this process remains unassimi­lated and foreign to us.

John McDowell sees Aristotle’s and Hegel’s concept of a “second nature” as the basis for a “partial re-enchantment of nature” with regard to a successful inte­gration of nature, knowledge of nature, and ethics in human behavior. This pre­sents a possible alternative to predominant positivist and materialist concepts of nature, which have failed to provide a universally appealing basis for the forma­tion of sound and reliable moral judgment. The integration of nature and knowl­edge by means of “second nature” depends, however, on education, Bildung.[141] In McDowell’s view, education completes and perfects our personality with respect to the world, which is never merely empirical, but also “Lebenswelt”. McDowell fails, however, to consider the role of the formation of judgment in this process of understanding of the lifeworld.

McDowell writes that “our nature is largely second nature, and our second nature is the way it is not just because of the potentialities we were born with, but also because of our upbringing, our Bildung. Given the notion of second nature, we can say that the way our lives are shaped by reason is natural, even while we deny that the structure of the space of reasons can be integrated into the layout of the realm of law. This is the partial re-enchantment of nature that I spoke of”.[142] Wittgenstein’s later work contains several essential philosophical concepts, such as “forms of life” (Lebensformen), “world picture” (Weltbild), “system of rela­tionships” (Bezugssystem), but also “manner of thinking” (Denkstil), concepts which contain reference to various aspects of human identity and cultural produc­tivity. Taking into account the implications they involve, these concepts offer a wide variety of possibilities for achieving as objective a knowledge and under­standing of the “other” as possible, taken in the broadest sense from an under­standing of nature and the natural world to an understanding of other peoples and cultures, through whatever the form of communication.

Formation of judgment is rooted in preexisting cultural and historical contexts, as well as in the intentional formulation of our aims, goals, and ideals. The latter, however, does not occur in a vacuum, but is necessarily informed by education and culture, as well as by reflection on the products of culture, as cultivated by the humanities, by a creative encounter with the natural and intellectual world through technology and the arts, and by participation in and acquaintance with the findings of scientific inquiry.

The successful cultivation of judgment requires the informed and reflective encounter with higher-level manifestations of the human spirit and the study of cultural heritage which forms the specific task of the humanities.14 The cultivation of judgment is conditioned by physical preconditions, natural structures of motivation and preexisting cultural and social circumstances; it depends essentially on specific forms of encounter with manifestations of higher-level reflection in the arts, culture, humanities and philosophy, as well as on forms of creativity promoted and studied by them. Kant’s Critique of judgment demonstrates that the power of judgment is central not only to human rationality but to the understanding of the integral functioning of our natural and intellectual powers in the production of human experience, knowledge, understanding and action as a whole. Instead of advocating pluralism of interpretation, hermeneutics as a universal theory of understanding should focus on judgment consid­ering the philosophical relevance of the cultivation of judgment.

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Source: Alai M., Buzzoni M., Tarozzi G. (eds.). Science Between Truth and Ethical Responsibility: Evandro Agazzi in the Contemporary Scientific and Philosophical Debate. Springer,2015. — 337 pp.. 2015

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