The shifting centre of gravity
When Deng Xiaoping started his reforms in post-Mao China, he made it clear that his reforms necessarily included political reforms. He pointed out that “[i]f we only carry out economic reforms without political ones, our economic reforms will not succeed” (Quoted in Yu 2015).
However, there is a fundamental flaw in Deng’s idea: his political reforms were primarily intended to ensure that his economic reforms would succeed. To him, the major problems were the non-separation of the Party and State, bureaucratisation, over-concentration of power, patriarchal methods, life tenure in leading posts, and privileges of various kinds (Deng 1984a, 309). His major concern was the efficiency of government and not government accountability, at least not towards the governed (Deng 1984a, 316). These concerns essentially formed the foundation for his argument for political reforms, with the separation of the Party from the State being the central piece of his design (Deng 1984a).3 Not surprisingly, Deng was not in favour of the idea of the separation of powers. In fact, on several occasions, he unambiguously rejected the theory of separation of powers as a means for checks and balances of government powers (Deng 1994, 35-38).The mid-1980s was a time when the calls from reformers for the separation of the Party and State were strong, and the Party and government were receptive to such calls. Thus the Political Report delivered at the 13th Party Congress in 1987 explicitly called for the separation of the Party and its functions from the government, and determined that such a separation should be implemented as the first priority in political reform (Zhao 1987). The crackdown on the June 4th (1989) democratic movement, however, led to the immediate cessation of political reform and the re-introduction of a repressive regime.
Nonetheless, heated discussions and debates on political reforms, especially the separation of the Party and the State continued; especially so when the phrase ‘Ruling the Country according to Law’ was incorporated into Article 5 of the Constitution in 1999.4 Even though political reforms made little headway and were constantly lagging behind economic reforms and development, it is generally accepted that the Party and the
State are two separated authorities, each with their own responsibilities in line with the ideas outlined in Deng Xiaoping’s speech of 1980.
It is worthwhile pointing out that Deng Xiaoping did manage to make some significant constitutional changes and arrangements in the early 1980s. Thus all explicit constitutional provisions in the 1975 and 1978 Constitutions—which declared that the Party was the ‘core of leadership’ and that supporting the Party leadership was a constitutional obligation— were removed from the 1982 Constitution (Articles 2 & 3 of both the 1975 and 1978 Constitutions, Article 26 of the 1975 Constitution, and Article 56 of the 1978 Constitution). This led to the Party only appearing in the Preamble of the 1982 Constitution. The requirement that the Premier of the State Council be nominated by the Central Committee of the Party was also dropped (Article 17 of the 1975 Constitution and Article 22 of the 1978 Constitution). Further, a State Central Military Commission was established to command the armed forces.5 This establishment nominally makes the armed forces the army of the State, not that of the Party. Although such changes to the Constitution may not have changed the nature of Party control over State affairs6—indeed there is the argument that it is the power of the Party to recommend (though not directly to make) the appointment of State leaders (Guo 1994, 6)—it changed the mechanism of control, thus making it possible for a gradual separation of the Party and State, in the sense that Party policies would have to be translated into State law through legal procedures, and State powers would only be exercised by State mechanisms as defined by the Constitution,7 at least in appearance.
In short, Deng Xiaoping made sure that State powers would only be exercised by State authorities in accordance with legal procedures, and the Communist Party would mostly operate behind the scene, guiding, supporting, and supervising the State authorities in the exercise of State powers, with the exception that the Party maintains its direct control over the armed forces, media (i.e., propaganda in communist terminology), and personnel (Chen 2016a; McGregor 2012; Callick 2013).
In the absence of major political reforms since mid-1989, these ‘arrangements’ effectively formed an implied consensus among the political elites and scholars on the relationship between the Party and the State in post-Mao China, until very recently.Xi Jinping came to power on the back of 35 years of economic success in China. This economic success led to strong confidence among the new leadership in asserting China’s own model of governance which is now being promoted as a potential global governance model (see note 2). As a result, the overwhelming theme of the 2013 and 2014 CPC Decisions is to reclaim direct authority of the Party over all State affairs.
In terms of legal reforms, the 2014 Decision made it crystal clear that the Party shall take charge ofthe overall state of the country and coordinate all sides in the functioning of the People’s Congresses, governments, political consultative conferences, and trial and prosecutorial authorities, and that Party leadership must penetrate into the entire process and all aspects of “Ruling the Country according to Law” (2014 Party Decision, para. 8). On the surface, one might say that the 2014 Decision perhaps makes no radical departure from the CPC’s view that it is the de facto leader in the Chinese polity. However, many emerging trends have suggested otherwise.
First, the integration of the Party with the State has now been brought into the open, and the Party-State relationship has effectively regressed back to the 1970s in terms of separation of the two authorities. Further, the Party is firmly in the driver’s seat, designing not only principles but also details for reforms or implementation of reforms. Thus, a Leading Group on Comprehensively Deepening Reform, headed by Xi Jinping, was established to design, coordinate, promote, and implement reforms (2013 Party Decision, para. 58).8 As of February 2018, the Leading Group had convened 38 meetings, adopting some 365 documents containing various reform packages and outlining 357 key reform tasks and 1,500 specific reform measures, ranging from its own working procedures to law-making programs for the NPC, from cultural management reform to judicial reform, and from soccer administrative reform to financial system reform, and from Party development and reform to designs for the 13th Five-Year social and economic development plan, and covering all national affairs and local experiments in political, legal, social, cultural, environmental, Party-building, the military, and national defence areas.9 Essentially, Xi’s reforms intend to explore new mechanisms for direct Party control over not only the State structure and the so-called mass organisations (such as the union, women’s association, etc.), but also those that had earlier been separated from the Party, such as the State- owned enterprises (Chen 2016b).
By doing so, Xi has effectively made the national legislature once again a rubber stamp and largely sidelined the State Council in managing national affairs. The State authorities are further undermined by the establishment of the various ‘Leading Groups’ of the Party that have effectively overtaken the government functions, with the latest leading group being one on ‘Comprehensively Ruling the Country according to Law.’10Second, as mentioned earlier, State powers are supposedly exercised through State mechanisms while the Party remains in the background. This fundamental principle is being eroded quietly and rapidly. The 2013 Party Decision announced that the CPC would establish a Central Commission on State Security (an authority of the Central Committee of the Party, not the State), without providing any details. In January 2014, the Politburo announced that the Central Commission on State Security was established, with Xi Jinping as its Chairman.11 For this purpose, security is broadly interpreted to include political, military, economic, and social security, which clearly overlaps with social order and stability that are managed by State authorities (Xinhua 2014d). In July 2015, the State Security Law was adopted. Article 44 of the Law grants the Central Commission on State Security the power to establish and coordinate a national security system, and Article 63 of the Law further grants the Commission the power to deploy and manage State emergency measures and responses when national security is endangered. The State Security Law thus, for the first time in post-Mao China, grants a Party authority State powers and allows such powers to be exercised directly by a Party authority—a situation that only existed during the ‘Cultural Revolution'. Clearly, the Party has now finally decided to walk out of the shadows by assuming directly some of the most critical powers of the State—the public power to handle State security and emergency issues.
Similarly, the Central Politico-Legal Committee—a committee of the CPC Central Committee—has now begun to involve itself openly in law-making and statutory interpretation without any constitutional basis. Thus, in February 2014 the Central Politico-Legal Committee issued a set of guidance opinions on the application of reduction of imprisonment terms, parole, and serving of imprisonment outside of prisons (Xinhua 2014b). While these opinions may be well intended as a part of anti-corruption efforts, they clearly amount to statutory interpretations. As a Chinese lawyer has pointed out, it is simply unconstitutional for a Party authority to issue statutory interpretations, and the issuing of such opinions violates the rule of law (Gao 2014). Further, in January 2015, the General Office of the CPC and the General Office of the State Council jointly issued Opinions on Regulating the Disposal of Property involved in Criminal Cases. These Opinions were formulated in March 2013 but apparently were approved by the Party Leading Group on Deepening Comprehensive Reforms in December 2014 (Xinhua 2015b; Xinhua 2014c). The issuance of such opinions openly ignores even the need to pretend that any separation of powers or the separation of the Party and the State exists.The most blatant disregard for the separation of the Party and the State has been the establishment of the State Supervision Commissions. Theoretically, this Commission (and Commissions at all levels of government) is an authority that merges all anti-corruption authorities in China into one unified authority. In reality, it is a combined authority of the CPC (its Inspection Commissions) and the newly established State anti-corruption authorities. By combining the Party and State authorities into one entity (so-called ‘one entity with two names'), it legitimates the otherwise largely unlawful and unconstitutional practice of the CPC’s Disciplinary Commissions through authorisation by State law, including the revision of the Constitution and special legislation on the subject matter.12 According to the Report delivered at the 19th National Congress of the CPC on 18 October 2017, the establishment of such combined authorities of the Party and the State is to be encouraged and developed from now on (Para. 6 (5) of the Party Report at the 19th National Congress of the CPC on 18 October 2017).
Finally, the Party, for the first time in Post-Mao China, has now managed to appear in a specific provision of the Constitution, instead of only being mentioned in its Preamble.13 By doing so, a constitutional foundation is established for the re-integration of the Party with the State, instead of the separation of the two and, as such, one of the most important aspects of Deng Xiaoping’s political reform is discarded and buried.