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From the Council of Europe to the EU - The Living Constitution

When dealing with the functioning of the strategy of conditionality in the Council of Europe and in the EU, authors frequently use the expression ‘political conditionality’.[47] [48] The open texture of the relevant terms of reference - basically the European yardstick - leaves a lot of discretion to the monitoring authorities.

Therefore, political choices are required, but they have to be based on a technical legal analysis. The entire process requires the contribu­tion of different skills and abilities. On the one hand, the flexibility of the yardstick to be adopted is apparent. This flexibility implies reference to the European constitutional herit­age, the content of which has gradually acquired a consolidated meaning. Reference to the European constitutional heritage is made under the control of both the legal scholarship and public opinion. The process of relative implementation has to guarantee the cohabita­tion of different states and people within the frame of a homogeneous constitutional order. On the other hand, the attention of the monitoring authorities must be focused on the effec­tive constitutional developments in the concerned states. Attention must be paid not only to the establishment of new institutions, but also to the effective constitutional practices of the authorities of those states. From this perspective, the Copenhagen criteria defined in 1993 play an essential role. Accordingly, the stability and continuity of a state’s institutions have to be guaranteed. The democratic formation of the governing bodies, the rule of law, the safeguarding of human rights and the protection of minorities are all at stake.11 However, authors add to these elements ‘the strengthening of the state capacity’, which implies a refer­ence to the administrative reforms in view of a complete implementation of the obligation to the conditionality.[49]

The strategy of conditionality has implied, especially in recent times, a piecemeal approach, insofar as single constitutional provisions or single legislative acts have been at the centre of the monitoring authorities’ attention.

However, the process of accession of the ex-communist countries to the Council of Europe in the years after the fall of the Berlin Wall was characterised by a different, more flexible and general approach of the govern­ing bodies of that institution. Attention was paid to the overall attitude of the concerned states with regard to the transition from the past authoritarian or dictatorial regime to the liberal democratic constitutional order. From this perspective, the commitments of the states to future constitutional reforms acquired a special relevance. Moreover, the adoption of liberal and democratic practices by the national authorities was considered by the moni­toring authorities to be an important forerunner to the legislative implementation of those commitments. Liberal and democratic practices were seen as symptoms of the credibility of the application submitted by the states for membership of the Council of Europe. This

From the Council of Europe to the EU - The Living Constitution 25 behaviour, therefore, was welcomed by the Parliamentary Assembly and by the Committee of Ministers of the Council. If we wanted to use a theoretical concept for these choices, we could argue that the mentioned authorities decided on the basis of the ‘living constitution' of the applicant states.

The concept of a living constitution[50] is frequently used by scholars who are not satisfied with a formalistic approach to the study of constitutional law. They think that knowledge of the law in force requires something more than the reading and construction of constitu­tional and legislative texts. A scholarly approach to the constitutional systems implies the construction of an effective legal practice. Not only the formally adopted legislative provi­sions, but also the concrete acts and behaviours of the constitutional actors deserve to be taken into account. Therefore, only a living constitution can allow lawyers to capture effec­tive guidelines for a constitutional order.

This methodological choice is useful if we want to understand the prevailing interpretation of the words used in these texts. However, the concept of a living constitution can also help the observer in the absence of specific legisla­tive texts, as it is a useful tool in dealing with the effective practices of a constitutional order.

The living constitution is a concept that has emerged from the analysis and understanding of the acts and behaviours of constitutional authorities, of the conventions of the constitu­tion agreed between them, and of the case law of the constitutional courts and judges.[51] In the presence of a constitution that is actually in force, the concept is also a yardstick for the credibility of our construction of the constitution's text and symptomatic evidence of the compliance (or non-compliance) with the constitution itself. The usefulness of the concept is especially evident when we are dealing with developments in the interpretation of the constitutional legislation. These developments normally imply various and serious transfor­mations of the meaning given by the interpreters to the relevant acts and behaviours. These developments may determine the transformation of a state's order.[52] The written constitu­tion is concerned with such a phenomenon insofar as its practical implementation changes according to the changing interpretations by the constitutional actors. Moreover, even if the text of a written constitution is missing, we can perceive the constitutional tendencies through the use of the concept of a living constitution. This analytical attitude was evident in the reactions of the governing bodies of the Council of Europe when dealing with the problem of the accession of the ex-communist countries.

Moreover, the concept of a living constitution may be useful in the ordinary exercise of monitoring functions. Interpretations of a single provision currently in force that conflict with the constitutional principles of a given constitutional order can always be judicially reviewed.

This is the typical piecemeal result due to the existence of the internal judicial review of legislation. However, the interpreters may need a more general approach to, and an overall vision of, a constitutional order. This can be the case of the international or supranational institutions that can take advantage of the concept of a living constitution.

An overall scrutiny of the general constitutional practice of a state, in light of the principles enshrined in its constitution, can require the adoption of a wider perspective illumi­nated by the concept of the living constitution. The usefulness of the concept may appear evident, for instance, in the presence of recent developments concerning the application of Article 7 TEU.

The Opinions of the Parliamentary Assembly of the Council of Europe adopted at the end of the twentieth century[53] on the applications for membership submitted by the Central and Eastern European states are examples of the use of the concept of a living constitution. These documents confirm that the concerned states were ‘able and willing' to fulfil the provisions of Article 3 of the Statute of the Council of Europe[54] and were ready to collaborate ‘sincerely and effectively' in the realisation of the purposes of the Council of Europe. However, the presence of a liberal and democratic written constitution was not always considered strictly necessary. For instance, Hungary's admission was justified with reference not only to new constitutional provisions, but also to the effective establishment of a parliamentary democ­racy and the commitment to sign the European Convention on Human Rights.[55] In the case of Poland, special importance was given to the Polish ‘pioneering role in the democ- ratisation process in Central and Eastern Europe'. Evidence was offered by the organisation of ‘partially free' parliamentary elections.[56] The organisation of democratic parliamentary elections held by a universal, free and secret ballot had an important impact on the admis­sions of Bulgaria and Lithuania some years later.[57] Estonia was evidently required to settle questions concerning citizenship before accession to the Council, which was justified by the holding of parliamentary elections and other commitments.[58]

The existence of written constitutions was underlined by the Parliamentary Assembly when it welcomed the applications of the Czech and Slovak Republics.

The relevance of commitments and obligations of both states was not forgotten.[59] In the case of the admission of Romania, the state's authorities were asked to pay attention ‘to the necessity of institut­ing separation of powers, guaranteeing the real independence of the media, and insuring the conditions for the free functioning of local administrative bodies':[60] something was evidently missing at the moment of the accession. The procedure of welcoming Latvia was engaged especially in the problems of the citizenship: the adoption of both new legislation and relative commitments were needed to avoid arbitrary and discriminatory practices in the field.[61] Finally, much attention should be paid to the admission of Russia, whose applica­tion was welcomed notwithstanding the fact that the Assembly expressed deep concern for the violation of human rights by the Russian authorities and the consequent shortcomings in many fields of constitutional interest.[62]

The documents mentioned above reveal that the new Central and Eastern Europe democracies were admitted to the Council of Europe on the basis of complex evaluations. The compliance of their existing constitutional practices with the European principles and values was taken into special consideration by the authorities of the Council. A positive welcome of the applications of membership was approved by the Parliamentary Assembly even in the absence of a formally adopted written constitution. Moreover, the commitments of the interested states to the new extensive constitutional reforms played a relevant role. Inter alia, these commitments were at the base of the transition that implied the functioning of the strategy of conditionality. Conditionality evidently played a different role according to the different evaluations and interpretations of the governing bodies of the Council. In the following years, special authorities were set up to monitor the compliance to the obliga­tions and commitments made in the engagements at the time of accession. A new phase of the relations between the Council and the new Members States started. The examination of the individual constitutional and legislative drafts prepared by the competent national authorities took the place of the monitoring and appreciation of the overall constitutional situations of the concerned states. The piecemeal implementation of the obligations of the membership was at stake in view of the adoption of the necessary constitutional and legis­lative reforms. In this phase, the Venice Commission had a relevant role, as described in chapter one. At this stage, an understanding of the machinery of the conditionality may be facilitated if we focus on the admission of new Member States to the EU.

III.

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Source: Bartole Sergio. The Internationalisation of Constitutional Law: A View from the Venice Commission. Hart Publishing,2020. — 152 p.. 2020
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