The Chapters
Each chapter of this volume consist of three parts: introduction, Arabic edition of the text and its detailed commentary in English. The introduction features the author’s biography, the position the author occupies in a particular Shi'i usul tradition, the topic under discussion in the edited passages and the manuscripts used for preparing the editions.
The Arabic texts are critically edited after collating and comparing at least two manuscripts (where available, and in some instances five manuscripts were consulted). The variants of these manuscripts were closely studied by a group of two or three contributors and finally moderated by both the editors. All the variants, major and minor, are recorded in the footnotes. The significance of recording minor variants lies, we argue, not only in preparing a critical edited text but also in showcasing the variegated nature of manuscript tradition of the Persian, Iraqi and Yemeni Shi'i scholarly communities. The existence of numerous manuscripts (abbreviated to MSs) with all their variants also depict the popularity of these usul texts; they were widely copied and studied within the tradition. The third section of each chapter comprises detailed commentaries in English of the edited Arabic texts. It is important to note that these are not translations. The contributors have engaged in detailing the arguments of the author, explicating the meaning of the obscured passages, offering references to the sources consulted by the authors and most importantly, evaluating the strength, or otherwise, of the author’s approach, method and conclusions. In short, these commentaries are not merely English rendition of the Arabic texts, but rather critical engagements with the authors’ arguments and positions. These commentaries become more intense in Chapters 1, 2, 4 and 6 since the Arabic texts of these chapters are themselves commentaries of seminal usul works. Besides writing commentaries on the commentaries, the contributors of these chapters have elucidated the matn-sharh relation: the sharh (commentary) is put in conversation with the matn (base text). The contributors explain how, where and why the commentators chose to explain, comment or criticise certain passages of the base text while leaving others without comment. For its optimum usage, this volume is designed in such a way that the Arabic texts and their corresponding English commentaries run as parallel-text format on facing pages. Furthermore, each text, for the ease of reference, is broken down into passages that are assigned the same numerals ([a], [a.1], [a.2], [b], [c] etc.) and/or numbers [1], [2], [3] etc.) as their corresponding passages in the commentary.Careful consideration was given to the selection of these texts. They represent all the three Shi'i usul traditions: Twelver (Chapters 1-5), Zaydi (Chapters 6-7) and Isma'ili (Chapter 8). From the viewpoint of geographical locations, Zaydi and Isma'ili works (Chapters 6-8), for instance, were composed in Yemen whereas Twelver works belong to Safavid (Chapters 1 and 4) and Qajar (Chapter 3) Iran and the shrine cities of Iraq (Chapters 2 and 5). In reference to the dates of their compilation, the earliest text in this volume belong to the late 6th/12th century (Chapter 8) and latest from the mid-13th∕19th century (Chapter 3) - they all, nonetheless, belong to the post-classical Islamic usul tradition. To represent the diverse Shi'i usul commentary tradition, four texts (Chapters 1, 2, 4 and 6) were chosen for this volume. These commentaries indicate that their base texts were essentially composed to be explicated by a teacher, discussed in class, and commented when appropriate. It should be noted that these four commentaries do not follow a single style. Chapter 6, for instance, is a hashiya (supercommentary or gloss) that contains interlinear and marginal notes embedded within the base text.
Chapters 1 and 4 are both commentaries on the Zubdat al-usul of al-Shaykh al-Baha3i (d. 1030/1620 or 1031/1621) but one is mazji (blended) whereas the other is a non-mazji (non-blended) commentary. In a blended commentary, the commentators quote the words of the base text in small chunks, while incorporating their views in a way that the grammatical structure of the entire text remains sound. A non-blended commentary, on the contrary, contains passages from the base text followed by a detailed explication of the base text’s expositions while elucidating its obscure passages, elaborating ambiguous content and often criticising the author’s arguments. Chapter 2 also follows the style of a non-blended commentary.In reference to the themes, these eight texts deal with topics drawn from the key discussions in Shi'i usul literature: the validity of personal juristic reasoning (ijtihad'); linguistic interpretations when the text is obscure; the qualifications of a jurist to perform ijtihad; the role of certainty in the deduction of law; the probative force of solitary reports (al-akhabar al-ahad); the (im) permissibility of using analogical reasoning in deducing laws; and the consensus of the progeny of the Prophet, and legal authority of the Imams. When read side-by-side, these texts indicate that not all themes are distinctively Shi'i. It is true, however, that some of these topics can only be understood within a Shi'i legal framework. The discussions concerning analogical reasoning (Chapter 6), consensus of scholars (Chapter 7) and personal juristic opinions (Chapter 8), for instance, are directly related to the discussion of the legal authority of the Imams - a key doctrine in Shi'i theology. Some Shi'a reject these hermeneutical tools because they undermine the role and position of the Imams (Chapter 5). The Imams (and their reports in their absence) claim, Twelver and Isma'ili Shi'i legal thinkers assert, the ultimate position of authority for interpreting the law.
For Zaydi Shi'a, though, analogy and consensus have a space in legal theory, separate from the questions around the authority of the Imams. It is hoped that this volume contributes to our understanding of inter and intra-Shi'i usul discourses as well as its extensive manuscript and commentary traditions. Let us now turn to introducing individual chapters of this volume.Gleave’s chapter deals with two linked usul issues of personal juristic reasoning (ijtihad). The first is related to the ijtihad of the Prophet: can we say that Prophet Muhammad carried out ijtihdd or did the rulings he declared come out of revelation? The issue is problematic for various theological and legal reasons laid out by Gleave. The second issue concerns the doctrine that all those who carry out personal juristic reasoning (mujtahids) are right (musιb). This doctrine (known as taswιb), Gleave demonstrates, was controversial and in the Zubda, al-Shaykh al-Baha’i asserts that it is false, arguing instead that only one of the mujtahids can be right and the others, however meritorious their juristic effort may have been, are wrong. By examining the texts of al-Shaykh al-Baha’i and al-Mazandarani (d. 1081/1670), Gleave highlights the nuances of matn- sharh tradition of postclassical Shi'i usul works which he defines as ‘a sort of compound work of the base text and commentary’.
Qazwini, Ali and Unal examine al-Tuni’s (d. 1071/1660) al-Wafiya and its commentary al- Wajl by al-A'raji (d. 1227/1812). The topic of discussion revolves around universal and particular (al-camm wa-l-khass) utterances of the Prophet and Imams: How do we understand their utterances when they are asked a legal question and, without requesting further clarification or details, they reply? Does the fact that they did not seek further clarification or detail (tark al-is- tifsal) mean that their statements should be considered universal? Would such utterances give rise to a universal legal directive? Qazwini, Ali and Unal present a detailed discussion of several possibilities, drawing on the opinions of al-A'raji’s Shi'i and non-Shi'i Usuli predecessors.
Ehteshami and Rezakhany analyse two passages from the Kawashif al-hujub can mushkilat al-kutub of the 13th∕19th century scholar al-Mazandarani (d.
1285/1868). The first passage concerns whether or not becoming a legal expert (mujtahid) depends on having faith. Ehteshami and Rezakhany highlight different positions in relation to the question of interconnectivity of the two disciplines, namely jurisprudence and theology. Al-Mazandarani, Ehteshami and Rezakhany demonstrate, does not deem it necessary for a mujtahid to be an expert in the discipline of theology, but rather considers studying it to be a waste of time. The second passage examined in this chapter deals with the probative force of the prima facie sense of the Qur’an. Refuting the Akh- bari position, al-Mazandarani lists ten arguments, besides consensus, that affirm the probative force of the prima facie sense of the Qur’an. In this chapter, Ehteshami and Rezakhany display al-Mazandarani’s style of writing in which he frequently engages in dialogue with imaginary in- terlocuters to refute potential objections that might be raised against his own position.Rafli and Abu-Alabbas’s chapter deals with the topic of solitary reports (al-akhbar al-ahad) and their role as legal sources; this topic is conventionally studied in the chapters of “probativity of solitary reports” (hujjiyyat al-akhbar al-ahad) and “methods of resolving contradictory and conflicting reports” (al-tacadul wa-l-tarjih). The text studied in this chapter is yet another commentary on the Zubdat al-usul composed by the author’s own student, al-Kazimi (d. 1065/1655). The flrst section lists the conditions that are required for the reports of solitary transmitters in order to be considered legally binding proofs. The author enumerates five such conditions: adulthood (bulugh), sanity (caql), uprightness (cadl), accuracy (dabt) and belief (iman). The commentator delves deeper into each of these conditions, particularly uprightness. The question which al- Kazimi attempts to address, Rafli and Abu-Alabbas highlight, is whether Sunnis, or for that matter non-Twelver Shi'a (such as the Fathiyya, the Nawusiyya, the Waqiflyya) are sufficiently upright for their reports to be considered legally binding.
The second section examines the methods of appraising the transmitters and whether the testimony of a single upright Twelver scholar is a sufficient basis on which judgment could be passed on the trustworthiness, or otherwise, of a transmitter. In this section, al-Kazimi deliberates on the instances in which scholars of cilm al-rijal (transmitter biographies) have contradictory opinions vis-a-vis certain transmitters and offers methodological solution to resolve such contradictions.Drawing from the Fath al-bab of Mirza Muhammad al-Akhbari (d. 1232/1817), Rajani and Husayn present the Akhbari-Usuli debate concerning whether the “door to knowledge is closed” (insidad bab al-cilm) during the occultation (ghayba) of the Twelfth Imam? By this the Usulis meant, Rajani and Husayn demonstrate, that certainty as to the content and the sources (primarily the reports from the Imams, the akhbar) of the law is no longer available to the qualifled jurist (i.e. the mujtahid). Mirza Muhammad, following the doctrines of the Akhbari school more generally, rejects this doctrine. In the Fath al-bab, he sets to refute the doctrine by demonstrating that all the arguments the Usulis use to justify the loss of certainty are invalid. These arguments (which are in fact, counter-arguments to Usuli arguments and presumptions), Mirza Muhammad aims to demonstrate that the occultation of the Twelfth Imam (the ghayba doctrine) does not mean knowledge somehow is lost; the sources remain available, and they are not difficult to understand nor are they deliberately evasive (due to the Imams’ dissimulation - taqiyya), as the Usulis claim. Rajani and Husayn demonstrate Mirza Muhammad’s methodogical commitment to the fundamental Akhbari legal epistemology by highlighting his unwavering commitment to the akhbar of the Imams.
Islam and Thiele examine the Zaydi usul work Hashiyat al-Fusul al-lu3lu3iyya of Ahmad b. 'Abdallah Ibn al-Wazir (d. 985/1577). This work is a gloss on Sarim al-Din al-Wazir’s (d. 914/1508) al-Fusul al-lu,lu,iyya. In his commentary, Ahmad b. 'Abdallah explains points of interpretive disagreement among the schools of law and clarifles linguistic and terminological details of gen- re-speciflc vocabulary introduced by al-Wazir in al-Fusul. Islam and Thiele surmise that the brevity of al-Fusul and the Hashiya’s focus on foundational explanations suggest that these two texts were written for teaching purposes. The topic under discussion in this chapter is analogy (qiyas). Contrary to the Twelvers, Islam and Thiele demonstrate, Zaydi Usulis consider qiyas to be a valid juridical tool of interpretation.
Gleave and Rajani’s chapter present yet another Zaydi usul text Qantarat al-wusul ila cilm al- usul by the Yemeni scholar al-Mu3ayyadi (d. c. 1044/1634). Consensus is, for al-Mu3ayyadi (as for most Zaydi writers), a valid source of law (as Gleave and Rajani demonstrate) but when discussed “generally” (Omm), it is restricted to the unanimous agreement of all mujtahids (and perhaps all members of the community, mujtahid or not). More significant for him (and for Zaydis more widely) is the consensus of the Family of the Prophet - by which he means, it becomes clear, the descendants of the Prophet (sayyid, pl. sada) who have reached the level of ijtihad. Gleave and Rajani illustrate that though much of the discussion is quite derivative from Sunni usul discussions, there is nonetheless a distinctive set of Zaydi concerns present in the text..
In the last chapter of this volume, Rajani examines Mukhtasar al-usul of the 5th Musta'li-Tayy- ibi Isma'ili daci mutlaq 'Ali b. Muhammad b. al-Walid (d. 612/1215). 'Ali b. Muhammad introduces his work as a concise book on usul that is set to refute the opinions espoused by other legal and doctrinal schools. Though not essentially a work of legal theory, Rajani illustrates, it contains discussions concerning theories of legal interpretation, legal hermeneutics and legal authority. In the Mukhtasar, 'Ali b. Muhammad highlights the importance of seeking religious guidances from the Imams. In doing so, he refutes what he sees as the dubious and flawed theories of legal interpretations adopted by the Sunnis. 'Ali b. Muhammad lists four groups of people and explains their positions and approaches vis-a-vis Prophetic statements. They are Hashwiyya, Mu'tazilites, heretics and the People of Truth and Sound Beliefs (Ahl al-haqq wa-l-haqiqa, i.e. the Isma'ilis). The divine authority of the Imams and the successorship of the dais, Rajani demonstrates, are central to 'Ali b. Muhammad’s arguments.
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