Radically Collaborative Science
Some contemporary research is carried out by very large research groups consisting of multiple labs, from different scientific fields, working in different parts of the world. In such contexts, social and material pressures shape the collection, analysis, and interpretation of data; and local norms shape each researcher’s decisions about when to treat something as data, and when to treat it as noise (Douglas 2004; 2009).
The contributors to large collaborations also worry about tenure and promotion; they try to run successful labs; they try to place their graduate students in high-status positions; they strive to cultivate the respect of their colleagues; and they hope to receive grants that will fund their research. And in the large-scale collaborations that are becoming increasingly common in biomedical research and climate science, economic and political factors also come into play, shaping the way that data are collected, interpreted, and presented. In these respects, large-scale collaborations are not that different from any other scientific research; but in this context, such factors make it difficult to determine who is answerable for a scientific claim, and who is accountable when problems arise (for extended treatments of these issues, see Huebner et al. 2017; Kukla 2012; Winsberg et al. 2014).The scientific questions addressed by large-scale collaborations require contributions from multiple researchers, who draw on tools and techniques from different disciplines, and who are working in different locations. And since these research communities are constituted by scientists who operate within partially distinct credit economies, and who make judgments on the basis of partially distinct networks of disciplinary skills and norms, their research outputs are typically shaped by “a chaotic web of micro-interests and local values that penetrate the study bottom-up” (Winsberg et al.
2014: 17). Numerous judgments are often made in parallel, and methodological adjustments are often made “on the fly in response to noncompliant research participants, unforeseen barriers to implementation and communication, surprising side effects, and so forth” (Huebner et al. 2017: 103). But the uncertainties that evoke such adjustments are rarely predictable in advance; and methodological adjustments are often made differently by different researchers, and at different stages of the research process.In this context, subtle forms of epistemic distortion can emerge, even where everyone is committed to engaging in good epistemic practices. There is no obvious way to keep track of the impact of the adjustments that are made across the collaboration; and there is no way to know whether their effects will aggregate, cancel each other out, or amplify one another. At each stage of the research process, incoming data that has been shaped in accordance with local norms can be re-evaluated in accordance with locally salient considerations; and the impact of this fact is often obscured due to the individual or team who is responsible for writing papers and producing other research outputs. Since it is unlikely that they have participated in the collection or analysis of data, writers function as a distinct component of the collaboration, and they tend to write in accordance with their own normative assumptions about what is worth presenting and what can be ignored. Of course, the output of this process is typically interpretable. But it is often impossible to determine how the collaboration arrived at the reported results.4
To clarify the ethical implications of this situation, we return to Dang’s (submitted) tripartite distinction regarding different kinds of responsibility. In radically collaborative research, papers and other research outputs are typically attributable to widely distributed networks of researchers, technicians, statisticians, and writers.
And the author list on a publication typically constitutes at least a partial record of attributability (though technicians and lab managers may not be listed as contributors). But there is rarely any contributor who fully understands the roles that are played by all of the other researchers; and there is rarely any contributor who can vouch for the results of every other researcher (Winsberg et al. 2014; Wray 2017: 127). Consequently, such research cannot proceed in accordance with the constraints on authorship advanced by the ICMJE (2013). And as a result, the research can only be attributable to the collaborative group, who have collectively produced the relevant claims and carried out the relevant procedures. As information is propagated through a radical collaboration, this situation can be complicated by errors that are introduced as a result of explicit manipulation, or as an artifact of divergent norms operating in different parts of the collaboration; and where such errors are entered into the scientific record, it will be difficult to discover or correct them, as the precise locus of attributability for the error will be obscured by the size and complexity of the experimental or observational design. Where these errors yield problems with research outcomes, there may be no individual or collective agent who is in a position to produce the reasons that would justify a problematic claim; and if this occurs there will be no individual or group who can be answerable-responsible for the problematic claims that have been made (Huebner et al. 2017; Kukla 2012). Finally, when there is no one who controls all of the knowledge that is necessary to justify the procedures that have been used in the production of scientific claims in such a context, there will be no individual or group who can be a proper target of praise or blame for scientific outcomes; and this can yield a situation where individual, shared, and collective accountability all dissipate (Winsberg et al. 2014).The scope of these kinds of research projects can thus compromise the otherwise stable link between the best features of the scientific credit economy and the process of scientific research. This can occur when highly distributed and massively interdisciplinary research leads to the breakdown of the norms that typically constrain individuals in the pursuit of scientific credit, because the communal oversight of adherence to those norms has been weakened. First, co-authors on such projects will often object to the retraction of a paper, attempting to hold on to any credit they have received for a massively multi-authored paper. Second, there is little motivation to take part in attempted replications of large-scale collaborative research projects with problematic implications. The credit one receives as the 164th author in a field of 400 authors is both minimal and diffuse; and the credit one would receive for pursuing a replication, which is not likely to establish priority, is even more minimal. Third, no one can reasonably be punished if problems arise within a large-scale collaboration, as both answerability and accountability become so diffuse in a network of hundreds of distributed researchers that it only makes sense to hold the collaboration as such accountable; unfortunately, attempts at censoring radical collaborations are likely to fail, since such collaborations are often kludged together for a specific purpose, and they often dissipate after the projects are completed. Fourth, and finally, this kind of research has a serious impact on the checking mechanisms that are typically at play in the peer review process. When “research projects engage a greater proportion of the scientists working in a specialty, there are fewer and fewer competent scientists available to referee the resulting research” (Wray 2017: 129ff). In the context of massively interdisciplinary research, which draws on many different research areas, it is unlikely that anyone is competent to evaluate the research project as a whole; consequently, the more limited pool of referees is likely to impose significant constraints on the ability of the scientific community to track cases of where questionable research practices are employed, or where fraud has been carried out.
Such collaborations thus compromise the checking mechanisms that serve to prevent fraudulent claims from being entered into the scientific record. And where problems emerge— whether unintentionally, or as a result of fabrication and manipulation—it becomes difficult, and perhaps impossible, to figure out who is answerable-responsible for the scientific claims that are made, and who should be held accountable when problems arise, even if it is possible to attribute a paper to the widely distributed research group. Intriguingly, similar problems arise where heavily managed and systematically biased research is produced in accordance with a single set of non-scientific values. Here too, questions arise about who is responsible for the production of a scientific claim, who is answerable for it, and who should be held accountable when problems arise.
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