Preface
United States Government Accountability Office
Why GAO Did This Study
Veterinarians are essential for controlling zoonotic diseases—which spread between animals and humans—such as avian influenza.
Most federal veterinarians work in the Departments of Agriculture (USDA), Defense (DOD), and Health and Human Services (HHS). However, there is a growing national shortage of veterinarians. GAO determined the extent to which (1) the federal government has assessed the sufficiency of its veterinarian workforce for routine activities, (2) the federal government has identified the veterinarian workforce needed during a catastrophic event, and (3) federal and state agencies encountered veterinarian workforce challenges during four recent zoonotic outbreaks. GAO surveyed 24 federal entities about their veterinarian workforce; analyzed agency workforce, pandemic, and other plans; and interviewed federal and state officials that responded to four recent zoonotic outbreaks.What GAO Recommends
GAO is making recommendations to help ensure sufficient veterinarian capacity to protect public and animal health. In commenting on a draft of this report USDA, DOD, OPM, DHS, and Interior generally agreed with our
recommendations. HHS generally concurred with the report, but disagreed with a 2007 FDA Advisory Committee report GAO cited, which said that FDA's Center of Veterinary Medicine is in a state of crisis.
What GAO Found
The federal government lacks a comprehensive understanding of the sufficiency of its veterinarian workforce. More specifically, four of five component agencies GAO reviewed have assessed the sufficiency of their veterinarian workforce to perform routine activities and have identified current or future concerns. This includes USDA's Animal and Plant Health Inspection Services (APHIS), Food Safety and Inspection Service (FSIS), and Agricultural Research Service (ARS); and DOD's Army.
Current and future shortages, as well as noncompetitive salaries, were among the concerns identified by these agencies. HHS's Food and Drug Administration (FDA) does not perform such assessments and did not identify any concerns. In addition, at the department level, USDA and HHS have not assessed their veterinarian workforces across their component agencies, but DOD has a process for doing so. Moreover, there is no governmentwide effort to search for shared solutions, even though 16 of the 24 federal entities that employ veterinarians raised concerns about the sufficiency of this workforce. Further exacerbating these concerns is the number of veterinarians eligible to retire in the near future. GAO's analysis revealed that 27 percent of the veterinarians at APHIS, FSIS, ARS, Army, and FDA will be eligible to retire within 3 years.Efforts to identify the veterinarian workforce needed for a catastrophic event are insufficient.Specifically, agencies' plans lack important elements necessary for continuing essential veterinarian functions during a pandemic, such as identifying which functions must be performed on-site and how they will be carried out if absenteeism reaches 40 percent—the rate predicted at the height of the pandemic and used for planning purposes. In addition, one federal effort to prepare for the intentional introduction of a foreign animal disease is based on the unrealistic assumption that all affected animals will be slaughtered, as the United States has done for smaller outbreaks, making the resulting veterinarian workforce estimates irrelevant. A second effort lacks crucial data, including data on how the disease would spread in wildlife. If wildlife became infected, as they have in the past, response would be greatly complicated and could require more veterinarians and different expertise.
Officials from federal and state agencies involved in four recent zoonotic disease outbreaks commonly cited insufficient veterinarian capacity as a workforce challenge.
However, 10 of the 17 agencies that GAO interviewed have not assessed their own veterinarian workforce’s response to individual outbreaks and are thus missing opportunities to improve future responses. Moreover, none of the entities GAO reviewed has looked across outbreaks to identify common workforce challenges and possible solutions.Abbreviations
APHIS Animal and Plant Health Inspection Service
ARS Agricultural Research Service
CDC Centers for Disease Control and Prevention
CSREES Cooperative State Research, Education, and Extension Service
CVM Center for Veterinary Medicine
DHS Department of Homeland Security
DOD Department of Defense
FDA Food and Drug Administration
FEMA Federal Emergency Management Agency
FSIS Food Safety and Inspection Service
HHS Department of Health and Human Services
HSPD Homeland Security Presidential Directive
Interior Department of the Interior
NADC National Animal Disease Center
NAFV National Association of Federal Veterinarians
NIH National Institutes of Health
OIG Office of Inspector General
OPM Office of Personnel Management
SES Senior Executive Service
USDA Department of Agriculture
USGS U.S. Geological Survey
February 4, 2009 February 4, 2009 The Honorable Daniel K. Akaka
Chairman
Subcommittee on Oversight of Government Management, the Federal Workforce, and the District of Columbia
Committee on Homeland Security and Governmental Affairs
Dear Mr. Chairman
Veterinarians play a vital role in the defense against animal diseases— whether naturally or intentionally introduced—and these diseases can cause serious harm to human health and the economy. For example, veterinarians were at the forefront of the response to the 2001 United Kingdom outbreak of foot-and-mouth disease, which resulted in the slaughter of more than 4 million animals to control the outbreak, losses of over $5 billion to the food and agriculture sectors, and comparable losses to the tourism industry.
Veterinarians are also essential for controlling zoonotic diseases, which are diseases that spread between animals and humans. Zoonotic diseases are of particular concern because, in recent years, about 75 percent of the newly emerging infectious diseases affecting humans have originated in animals. For example, over the past few years, a highly pathogenic strain of avian influenza has killed millions of wild and domestic birds worldwide and infected over 400 people, more than half of whom have died. Health experts are concerned that this virus could cause a pandemic if it develops the ability to spread efficiently from human to human. Veterinarians also help prevent foodborne illness, which humans can acquire, for example, from meat contaminated with viruses or bacteria. Each year, about 76 million Americans contract foodborne illnesses, and about 5,000 die.However, there is a growing shortage of veterinarians nationwide, particularly of veterinarians who care for animals raised for food, serve in rural communities, and have training in public health, according to several professional associations. This shortage has, according to the American Veterinary Medical Association, placed the nation's food supply at risk and could hinder efforts to protect humans from zoonotic diseases. The veterinarian shortage is expected to worsen, partly as a result of space constraints at the country's 28 veterinary colleges, which can graduate only about 2,500 students a year combined, according to the American Association of Veterinary Medical Colleges. The demand for veterinarians is expected to increase, however. For example, the Bureau of Labor Statistics predicts that demand will increase by 35 percent from 2006 to 2016—from 62,000 full-time jobs to 84,000. Subsequently, the Congress enacted two pieces of legislation that address these concerns. In 2003, it enacted the National Veterinary Medical Services Act directing the Secretary of Agriculture to carry out a program to help repay school loans for veterinarians who agree to work in areas of need.
In August 2008, the Congress passed the Higher Education Opportunity Act, which has provisions intended to increase the number of veterinarians in the workforce.The federal government employs more than 3,000 veterinarians. Although this number represents a small portion of the federal workforce, these veterinarians play a crucial role in helping to protect people and the economy from animal diseases. More than 2,900 federal veterinarians work for component agencies within the Departments of Agriculture (USDA), Defense (DOD), and Health and Human Services (HHS). The 1,771 veterinarians at USDA have numerous functions, including the following:
• Animal and Plant Health Inspection Service (APHIS) veterinarians help protect and maintain the health of American livestock and poultry during production, and monitor wildlife populations for critical endemic and foreign animal diseases;
• Food Safety and Inspection Service (FSIS) veterinarians inspect animals at slaughter plants to help ensure the safety of meat and poultry products, and they also oversee the humane treatment of livestock during slaughter; and
• Agricultural Research Service (ARS) veterinarians research critical endemic and foreign animal diseases.
DOD employs 841 veterinarians, the majority of whom work for the Army as active duty veterinarians or as part of the Army's veterinary reserve corps. These veterinarians are responsible for caring for service and research animals, ensuring food safety at military installations, and conducting intelligence work related to bioterrorism, among other things.
HHS employs 316 veterinarians, whose functions include the following:
• Food and Drug Administration (FDA) veterinarians are responsible for ensuring that animal drugs are safe and effective, that animal feed is safe, and that food from medically treated animals is safe to eat. They also help ensure the safety of food, drugs, and cosmetics, among other things;
• Centers for Disease Control and Prevention (CDC) veterinarians help promote human health by conducting research and investigating human disease outbreaks of animal origin.
They also oversee the welfare of animals used in such research, as required by federal regulation.Veterinarians work in other departments, such as the Department of the Interior (Interior), whose 24 veterinarians play a role in researching, diagnosing, and responding to wildlife diseases. The Department of Homeland Security (DHS) also employs veterinarians to, among other things, help develop national policy for defending the nation's agriculture and food supply against terrorist attacks and other emergencies. See appendix I for a list of veterinarian roles and responsibilities within the federal government.
As this list of responsibilities indicates, the federal veterinarian workforce plays a critical role in ensuring the safety of the U.S. food supply. However, we testified in 2008 that the staffing levels at FSIS—where veterinarians play an important role in helping to ensure the safety of our food supply and the humane treatment of animals during slaughter—have declined since 1995 despite an increasing budget, and some districts have experienced high vacancy rates among inspectors. This could impair enforcement of the Humane Methods of Slaughter Act of 1978 and of food safety regulations generally.1 In addition, we have designated the federal oversight of food safety as a high-risk area of government operations because the current system is fragmented, causing inconsistent oversight, ineffective coordination, and inefficient use of resources.2
As with all professions in the federal government, departments and their component agencies are responsible for hiring and maintaining a veterinarian workforce sufficient to meet their missions. High-performing public organizations have found that maintaining a quality workforce requires them to systematically assess current and future workforce needs and formulate a long-term strategy to attract, retain, develop, and motivate employees.3 The Office of Personnel Management (OPM) provides guidance and leadership intended to help build a high-quality and diverse federal workforce. Our prior work has identified the need for OPM to use its leadership position to help departments and agencies recruit and retain a capable and committed workforce.4
In this context, you asked us to determine the extent to which (1) the federal government has assessed the sufficiency of its veterinarian workforce for routine program activities, (2) the federal government has identified the veterinarian workforce needed during a catastrophic event, and (3) federal and state agencies encountered veterinarian workforce challenges during four recent zoonotic outbreaks.
To address the first objective, we identified and surveyed departments, component agencies, and other federal entities employing veterinarians to determine, among other things, the number, salaries, and roles and responsibilities of veterinarians, as well as the sufficiency of this workforce. We then selected component agencies within three departments for further analysis to determine the extent to which they assessed the sufficiency of their veterinarian workforce. We selected USDA, DOD, and HHS because these departments employ about 96 percent of federal veterinarians. Within these departments, we focused our veterinarian workforce assessment review on APHIS, FSIS, Army, and FDA, because these component agencies employ the most veterinarians. We also selected ARS for further review because it is USDA's chief scientific research agency and conducts research to solve agricultural problems of high national priority. We interviewed officials involved in workforce planning, as well as those that carry out program activities such as veterinarians working in slaughter plants. To address the second objective, we analyzed agency plans for continuing essential functions during a pandemic, and compared them with DHS national planning guidance, which identifies essential elements that federal departments and agencies should consider. We also reviewed veterinarian workforce outcomes from DHS's nationwide effort to assess the nation's preparedness for multiple, intentional introductions of foot-and-mouth disease. We selected a pandemic and intentional foot-and-mouth disease outbreak because these are two potential catastrophic events the White House Homeland Security Council has deemed critical for planning purposes. To address the third objective, we conducted semistructured interviews with selected officials from 17 federal and state agencies involved in responding to the following four recent zoonotic outbreaks:
• bovine tuberculosis in Michigan: a bacterial disease that spreads from deer to cattle;
• exotic Newcastle disease in California: a highly infectious virus that spread rapidly throughout poultry;
• monkeypox in Wisconsin: a virus not seen in the United States until 2003, when there was an outbreak in exotic pets and humans; and
• West Nile virus in Colorado: a disease that spread rapidly across the United States, infecting numerous species.
We focused our review on these outbreaks because they were most frequently recommended by federal officials as examples of zoonotic diseases, are still occurring or occurred since 2001, and affected various types of animals, among other things. Additional details about our scope and methodology are presented in appendix II.
We conducted this performance audit from September 2007 to February 2009, in accordance with generally accepted government auditing standards. Those standards require that we plan and perform the audit to obtain sufficient, appropriate evidence to provide a reasonable basis for our findings and conclusions based on our audit objectives. We believe that the evidence obtained provides a reasonable basis for our findings and conclusions based on our audit objectives.
End Notes
1 GAO, Humane Methods of Handling and Slaughter: Public Reporting on Violations Can
Identify; Enforcement Challenges and Enhance Transparency, GAO-08-686T (Washington, D.C.: April 17, 2008).
2 GAO, High-Risk Series: An Update, GAO-09-271 (Washington, D.C.: January 2009).
3 GAO, Human Capital: Key Principles for Effective Strategic Workforce Planning, GAO-04-39
(Washington, D.C.: Dec. 11, 2003).
4 GAO, Human Capital: Transforming Federal Recruiting and Hiring Efforts, GAO-08-762T
(Washington, D.C.: May 8, 2008).
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