Cluster 1: Tensions Involving Voice
The first cluster provides a vocabulary for addressing the tensions associated with the incorporation of multiple voices in dialogue, the relationship of these voices, and the role of powerful and less powerful voices.
Tensions involving voice include (a) silence and expression, (b) consensus and dissensus, (c) formal and informal relationships, (d) equitable and hierarchical relationships, and (e) inclusion and exclusion. These tensions are closely associated with tensions highlighted by dialogue theorists such as (a) Bakhtin’s (1981) interest in multiple discourses (silence and expression, consensus and dissensus), (b) Buber’s (1958) focus on relationships (formal and informal relationships, equitable and hierarchical relationships), and (c) Freire’s (2007) attention to issues of power (inclusion and exclusion).Silence and Expression. One way to conceptualize the tensions associated with voice is through the duality of silence and expression or the degree to which voices are kept quiet or given opportunity for full expression. Senecah (2004) defines voices as having a trinity of characteristics: (1) access, (2) standing, and (3) influence. Building on Senecah’s (2004) work, Heath (2007) distinguishes between “having a say” and “having a voice.” “Having a say” is when individuals have a ccess to the process but do not necessarily have influence, whereas “having a voice” occurs when individuals have s tand- ing and influence that enables them to create new meaning that affect outcomes. In her study about collaboration in early education, Heath (2007) contends that the process of inviting stakeholder groups ultimately led to homogeneity because the funding sources for the project mandated the inclusion of particular groups that were really quite similar. This resulted in permitting expression based on “what” a person or group could bring to the table rather than “who” that person or group is.
Normative practices such as schedules and jargon also enabled people from particular demographics to express their viewpoints. Heath observes that expressions from homogeneous stakeholder groups resulted in discursive closures that silenced other groups. The important point is that many groups were granted access but not necessarily standing and influence and therefore were not fully voiced.Consensus and Dissensus. The duality of consensus and dissensus moves us to consider whether participatory processes are characterized by centralizing forces or decentralizing forces (Bakhtin, 1981). For example, Zoller’s (2000) study of the Healthy Communities project notes the tension between representing diversity and developing consensus. Trainers for Healthy Communities sought participants who would speak for the community “as a whole,” and this practice demonstrated a preference for consensus. However, the participants were more concerned about the direct representation of their constituencies. To participate in a dialogue of discovery was a “risk” for them because their constituency’s interests may get lost in the consensus processes leading them to prefer diverse voices. Similarly, Harter (2004) observes that participants in a farm collective felt pressures of efficiency that contributed to centralizing tendencies.
Formal and Informal Relationships. The conceptualization of the duality about formal and informal stakeholder relationships draws attention to the question of legitimacy in participatory processes. Lee (2007) notes that even though formal deliberation is considered more legitimate, because it is public and transparent, pressures for consensus and professionalism may constrain authentic expression. In particular, representatives from environmental groups may feel pressure from national-level organizations to hold certain positions and not deliberate or negotiate. Additionally, some public officials believe that formal processes look like public relations efforts to promote self-interest.
Lee noted that when stakeholders mistrusted or felt constrained by transparency of the public process, they engaged in informal communication. Abilities to work within informal networks seem to be in a reciprocal relationship with formal deliberation. That is, the public forums provided them opportunities to build their networks, and informal communication through the networks improved their performance in public forums (Heath, 2007; Lee, 2007). Ultimately, Lee (2007) concludes that the ways people address the tension of formal and informal communication can help scholars and practitioners understand (a) the complementarity of protest and participation, (b) the role of participatory fatigue, and (c) the commodification and outsourcing of participatory expertise and capacity training. However, it is important to understand that informal networks can disempower stakeholders who are not affiliated with a formal organization because they are less likely to be invited to meetings (Zoller, 2000).Equitable and Hierarchical Relationships. The duality of equitability and hierarchy allows us to consider the degree to which participants relate to each other on an equitable basis or in a hierarchical relationship. For example, Zoller (2000) observes that trainers of the Healthy Communities project greatly valued the dialogic process and their neutral role. They wanted to have equitable relationships with the other volunteers to remove any sense that they were in control over the community’s decisions. However, their attitude of neutrality made them seem detached in the eyes of the volunteers. This case helps us understand that “forcing” equality into naturally unequal power structures can have unintentional consequences of distancing planners and participants.
Inclusion and Exclusion. The inclusionexclusion duality centers on who is invited to participate in dialogue and their level of motivation. Many participatory processes tend to privilege expressions of certain groups through practices that privilege consensual voices—usually the voices that come from already powerful groups.
Lee (2007) argues that “community elites with vested interests in negotiation tend to outlast new faces at the table” (p. 69) because they have “the most to gain from other participants’ beliefs in authenticity of the formal deliberation” (p. 70). Nonelites felt that others perceived them as provincial, and they often withdrew from the process. This study highlights that formalizing participatory processes by emphasizing transparency, creating pressure to quickly reach consensus, and mandating who must participate in the process may paradoxically and inadvertently lessen participants’ perception of the legitimacy of the process and its democratic potential by homogenizing voices and privileging elite perspectives among stakeholders.There are several reasons why citizens voluntarily exclude themselves from participatory processes and pursue protest activism (McComas, 2003b). McComas (2003a) reports that, in general, citizens had low expectations about the quality of public meetings, and this predicted their low satisfaction with public meetings. Higher quality of relational and informational communication could increase satisfaction with public meetings, but this could not overcome the overall low levels of satisfaction (McComas, 2003a).
One reason for such low expectations and satisfaction with meetings is the belief that participation at public meetings does not make a difference (McComas, 2003b). However, there are also reasons why citizens voluntarily include themselves in participatory processes: (a) to get formal information from agency, (b) to hear informal views of other participants, (c) to offer support to friends and family who feel strongly about an issue, (d) to gain some “psychological relief” by doing something about the issue as a “civic duty,” (e) to help them gain some small sense of control, and (f) to perform a civic ritual (McComas, 2003b).
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