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THE COMMON FORM BALANCE SHEET

As the technology companies’ huge 2001 write-offs demonstrate, deteriora­tion in a company’s financial position may catch investors by surprise be­cause it occurs gradually and is reported suddenly.

It is also possible for an increase in financial risk to sneak up on analysts even though it is reported as it occurs. Many companies alter the mix of their assets, or their methods of financing them, in a gradual fashion. To spot these subtle, yet frequently significant, changes, it is helpful to prepare a common form balance sheet.

EXHIBIT 2.3 Lowe’s Companies Inc. Consolidated Balance Sheet in Thousands

 

January 28, 2000

Percent Total

Assets

Current Assets:

Cash and cash equivalents

$ 491,122

5.4

Short-term investments

77,670

0.9

Accounts receivable—net

147,901

lang=EN-US style='font-size:8.5pt;font-family:"Cambria",serif'>1.6

Merchandise inventory

2,812,361

31.2

Deferred income taxes

53,145

0.6

Other current assets

127,342

1.4

Total current assets

3,709,541

41.2

Property, less accumulated depreciation

5,177,222

57.5

Long-term investments

31,114

0.3

Other assets

94,446

1.0

Total assets

$9,012,323

100.0

lang=EN-US style='font-size:8.5pt; line-height:105%;font-family:"Cambria",serif'>Liabilities and Shareholders’ Equity Current Liabilities:

Short-term borrowings

$         92,475

1.0

Current maturities of long-term debt

59,908

0.7

Accounts payable

1,566,946

17.4

Employee retirement plans

101,946

1.1

Accrued salaries and wages

164,003

1.8

Other current liabilities

400,676

4.5

Total current liabilities

2,385,954

26.5

Long-term debt, excluding current maturities

1,726,579

19.2

Deferred income taxes

199,824

2.2

Other long-term liabilities

4,495

Total liabilities

$4,316,852

47.9

 

Shareholders’ Equity: Preferred stock—$5 par value, none issued

Common stock—$.50 Par value; issued and outstanding

0cm.5pt 0cm.5pt;height:10.8pt'>

(0.1)

January 28, 2000                     382,359

 

 

January 29, 1999                     374,388

$ 191,179

2.1

Capital in excess of par value

1,755,616

19.5

Retained earnings

2,761,964

30.6

Unearned compensation-restricted stock awards

(12,868)

Accumulated other comprehensive income (loss)

(420)

N.M.

Total shareholders’ equity

4,695,471

52.1

Total liabilities and shareholders’ equity

$9,012,323

100.0

Calculations are subject to rounding error.

Source: Lowe’s Companies Inc., Form 10-K405, April 26, 2000.

Also known as the percentage balance sheet, the common form balance sheet converts each asset into a percentage of total assets and each liability or component of equity into a percentage of total liabilities and sharehold­ers’ equity. Exhibit 2.3 applies this technique to the 2000 balance sheet of Lowe’s Companies, Inc., a home improvement retailer.

The analyst can view a company’s common form balance sheets over several quarters to check, for example, whether inventory is increasing sig­nificantly as a percentage of total assets.

An increase of that sort might sig­nal involuntary inventory buildup resulting from an unanticipated slowdown in sales. Similarly, a rise in accounts receivable as a percentage of assets may point to increasing reliance on the extension of credit to generate sales or a problem in collecting on credit previously extended. Over a longer period, a rise in the percentage of assets represented by property, plant, and equipment can signal that a company’s business is becoming more capital­intensive. By implication, fixed costs are probably rising as a percentage of revenues, making the company’s earnings more volatile.

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Source: Fridson M., Alvarez F.. Financial Statement Analysis. John Wiley & Sons, Inc.,2002. — 413 p. 2002
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