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Chronic Obstructive Pulmonary Disease

GENERAL PRINCIPLES

Definition

• Chronic obstructive pulmonary disease (COPD) is defined by the Global Initiative for Chronic Obstructive Lung Disease (GOLD) as a mostly preventable and treatable disorder characterized by an expiratory airflow limitation that is not fully reversible.

Exposure to noxious particles and gases, as well as abnormalities in lung development, predisposes individuals to the development of COPD. The trajectory of the disease is variable and not necessarily progressive.

• Recently, there has been a suggestion to expand the diagnostic criteria of COPD from a single measure of lung function (expiratory airflow limitation) to include environmental exposure, symptoms, and abnormal findings on CT scans. There is now recognition that a COPD definition that solely relies on lung function misses patients in the early stages of the disease.

• The airflow obstruction in COPD is caused by emphysema and airway disease.

î Emphysema is defined pathologically as permanent enlargement of air spaces distal to the terminal bronchiole accompanied by destruction of the alveolar walls and the absence of associated fibrosis. However, fibrosis can coexist with emphysema in a syndrome called combined pulmonary fibrosis and emphysema (CPFE).

î The airway disease in COPD occurs primarily in small airways (i.e., those with an internal diameter of 14, or 21 mg/24 h

Usual regimen = 21 mg/d = 6 wk, 14 mg/d ? 2 wk, 7 mg/d ? 2 wk Headache, insomnia, nightmares, nausea, dizziness, blurred vision (applies to all nicotine products) Chewing gum, lozenges 2-4 mg q1-8h Gradually taper use Inhaler 10 mg/cartridge (4 mg delivered dose)

6-16 cartridges/d Nasal spray 0.5 mg/spray

1-2 sprays in each nostril q1h Nonnicotine Pharmacotherapy Bupropion ER (Zyban) 150 mg/d ? 3 d, then bid ? 7­

12 wk

Start 1 wk before quit date Dizziness, headache, insomnia, nausea, xerostomia, hypertension, seizure Avoid monoamine oxidase inhibitors Varenicline (Chantix) 0.5 mg/d ? 3 d, bid ? 4 days, then 1 mg bid ? 12-24 wk Start 1 wk before quit date Nausea, vomiting, headache, insomnia, abnormal dreams

Worsening of underlying psychiatric illness

aCombination therapy is often used.

A long-acting product (e.g., patch) is used for basal nicotine replacement, with a short­acting product (e.g., inhaler or gum) used for breakthrough cravings.

bIf patient smokes less than a half pack per day, start at 14-mg dose.

See also Fiore MC, Baker TB. Clinical practice. Treating smokers in the health care setting. N Engl J Med. 2011;365:1222- 1231 for strategies and approach.

î The US Department of Health and Human Services has developed a telephone-based support system (1-800-QUIT-NOW) with an Internet analog (smokefree.gov).

DIAGNOSIS

Clinical Presentation

HISTORY

• Patients are usually older than 40 years at diagnosis.

• Clinicians should obtain a smoking history and quantify exposure to environmental and occupational risk factors. A family history of COPD, maternal tobacco use during pregnancy, and secondhand tobacco exposure also increase the risk of developing COPD.

• Common symptoms are dyspnea on exertion, cough, sputum production, and wheezing. Typically,

dyspnea on exertion progresses gradually over years.

• Symptom presence and severity of COPD can be collected using standardized questionnaires like the COPD Assessment Test (CAT) (Table 9-2).

TABLE 9-2

Total score is sum of scores from individual question scales.

From Jones PW, Harding G, Berry P, et al. Development and first validation of the COPD Assessment Test. Eur Respir J. 2009;34:648-654. Reproduced with permission from GlaxoSmithKline. GlaxoSmithKline is the copyright owner of the COPD Assessment Test (CAT). However, third parties will be allowed to use the CAT free of charge. The CAT must always be used in its entirety. Except for limited reformatting the CAT may not be modified or combined with other instruments without prior written approval. The eight questions of the CAT must appear verbatim, in order, and together as they are presented and not divided on separate pages.

All trademark and copyright information must be maintained as they appear on the bottom of the CAT and on all copies. The final layout of the final authorised CAT questionnaire may differ slightly but the item wording will not change. The CAT score is calculated as the sum of the responses present. If more than two responses are missing, a score cannot be calculated; when one or two items are missing their scores can be set to the average of the non-missing item scores.

• Overlap with asthma, obstructive sleep apnea (OSA), bronchiectasis, and interstitial lung disease (ILD) exists.

• Beyond coexistence with other respiratory disease, patients with COPD frequently have comorbidities that impact quality of life and prognosis. Osteoporosis, anxiety, depression, cardiovascular disease, tobacco related malignancies, malnutrition, and diabetes are all more common than expected among patients with COPD. Symptoms related to comorbidities should be investigated.3

• As the disease advances, cause-specific mortality for patients with COPD shifts from cardiovascular disease and malignancies in the early stages to respiratory failure. Both severe airflow obstruction and a high frequency of exacerbations increase the likelihood of a respiratory death.6

• Disease severity should be stablished using multidimensional tools such as the Body mass index, airflow Obstruction, Dyspnea, and Exercise capacity (BODE) index (Table 9-3). The BODE index has been validated as a more accurate predictor of COPD mortality than forced expiratory volume in 1 second (FEV1) alone.7,8

TABLE 9-3

BODY MASS INDEX, AIRFLOW OBSTRUCTION, DYSPNEA, AND EXERCISE CAPACITY INDEX

Points

0 1 2 3
FEV1% predicted ≥65 50-64 36-49 ≤35
6MWT (m) 250 250-349 150-249 ≤149
mMRC dyspnea scale 0-1 2 3 4
BMI (kg/m2 ) ≥21 6 seconds) breath sounds on a maximal forced exhalation and decreased breath sounds.
Expiratory wheezing and rhonchi may or may not be present.

• Signs of pulmonary hypertension and right-sided heart failure may be present, and heart sounds may be muffled from the interposed hyperinflated lungs.

• Clubbing is not a feature of COPD alone, so its presence should prompt an evaluation for other conditions, especially lung cancer.

• Given the high incidence of cardiovascular comorbidities, an evaluation for signs of arrhythmias and decompensated heart failure is also paramount. Abnormalities of cardiac auscultation or significant lower extremity edema should trigger further investigation.

Differential Diagnosis

• Obesity hypoventilation syndrome is commonly misdiagnosed as COPD in patients admitted to the hospital with acute hypercapnic respiratory syndrome.

• Debut presentation to the hospital with acute hypercapnic respiratory failure is common. In this scenario, pulmonary function tests (PFTs) are often not available and a careful evaluation of the clinical history, physical examination including bedside ultrasound, CT, and physiologic measurements while on mechanical ventilation (e.g., airway resistance, auto-PEEP [positive end-expiratory pressure]) can help narrow the differential diagnosis.9-11 On discharge, all such patients should be referred for PFTs.

Diagnostic Testing

Consider the diagnosis of COPD in any patient with chronic cough, dyspnea, or sputum production and a history of exposure to COPD risk factors, especially cigarette smoking.

PULMONARY FUNCTION TESTING

• A definitive diagnosis of COPD requires the presence of expiratory airflow limitation on postbronchodilator spirometry, measured using the FEV1∕FVC ratio, after 400 μg of albuterol is administered. Although a ratio of 0.7 is taken as the lower limit of normal for all adults, with advancing age, the ratio may decrease below 0.7 in individuals who are asymptomatic and have never smoked. Therefore, a reduced ratio should not be interpreted automatically as diagnostic of COPD.

• The postbronchodilator FEV1 relative to the predicted normal defines the severity of expiratory airflow obstruction (Table 9-4) and is an independent predictor of COPD-associated mortality.

TABLE 9-4

CLASSIFICATION OF SEVERITY OF AIRFLOW LIMITATION IN CHRONIC OBSTRUCTIVE PULMONARY DISEASE (BASED ON POSTBRONCHODILATOR FEV1)

In Patients With FEV1∕FVC 450 m.

LABORATORY STUDIES

• A baseline arterial blood gas (ABG) is recommended for patients with severe COPD to assess for the presence and severity of hypoxemia and hypercapnia. Annual monitoring may be considered.

• Elevated venous bicarbonate may signify chronic hypercapnia.

• Polycythemia may reflect a physiologic response to chronic hypoxemia and inadequate supplemental oxygen use.

• Peripheral eosinophils >300 cells∕μL support the initial use of an inhaled corticosteroid (ICS).

• A1AT levels: Because of its prognostic implications, unique set of comorbidities (e.g., liver disease), and the availability of A1AT replacement therapy, all COPD patients should be screened at least once for A1AT deficiency.12

IMAGING

• CXRs are not sensitive for determining the presence of COPD, but they are useful for evaluating alternative diagnoses and to establish a baseline.

• Chest CT without contrast can detect emphysema, changes in airway wall thickness, air trapping, and other conditions associated with tobacco smoking and COPD, such as lung cancer or atherosclerosis (see “Treatment” section). Symptomatic smokers with normal spirometry will often have CT abnormalities as listed above to explain their symptoms.

• With increasing severity of COPD, patients often develop radiographic signs of thoracic hyperinflation, including flattening of the diaphragm, increased retrosternal∕retrocardiac air spaces, and lung hyperlucency with diminished vascular markings. Bullae may be visible. In severe disease, chest CT is used to determine candidacy for lung volume reduction surgery (LVRS) (see “Maximizing lung function” in “Treatment” section).

TREATMENT

• Long-term management of patients with COPD aims to improve quality of life, decrease the frequency and severity of acute exacerbations, slow the progression of disease, and prolong survival. These goals are pursued by decreasing exposures to noxious agents; maximizing lung function; maximizing/supplementing compensatory mechanisms; diagnosing and managing comorbidities; and implementing exacerbation prevention strategies.

• Decreasing exposure to noxious agents

° Smoking cessation as detailed above (prevention).

î Avoidance of biomass fuels at home and at work (e.g., avoiding the use of coal and wood to heat and cook).

î Using personal protective equipment during activities that produce dust and fumes.

î Improving ventilation and avoiding the use of caustic chemicals in home cleaning, hobbies, etc.

• Maximizing lung function

î Bronchodilators

■ The inhaled route maximizes drug levels in the airways and helps reduce systemic toxicities.

■ Inhaled bronchodilators work primarily by relaxing airway smooth muscle tone. This results in a reduction in expiratory airflow obstruction. Inhaled bronchodilators can be long-acting (e.g., muscarinic antagonists [LAMAs], β2-agonists [LABAs]) or short-acting (e.g., muscarinic antagonists and β2-agonists [SABAs]).

■ LAMAs and LABAs alone and in combination result in improvements in lung function, reductions in COPD exacerbations, and improvements in quality of life.13,14 However, they do not slow the rate of lung function decline and do not improve survival.

î ICS

■ ICS are not recommended as monotherapy in COPD. Initial combination therapy with ICS/LABA can be considered in patients with peripheral eosinophil counts >300 cells∕μL.15

■ ICS can be used in patients already on LAMA/LABA who have continued frequent COPD exacerbations, blood eosinophil counts >300 cells∕μL, or a history of asthma.

■ ICS withdrawal should be considered in patients with a history of Table 9-5.

TABLE 9-5

REFINED ABCD ASSESSMENT TOOL FOR CHRONIC OBSTRUCTIVE LUNG DISEASE

TABLE 9-6

OBSTRUCTIVE PULMONARY DISEASEa

DPI, dry powder inhaler; inh, inhalation(s); MDI, metered-dose inhaler; SMI, soft mist inhaler.

aTable is not exhaustive and only lists some commonly prescribed inhalers. Inhaled corticosteroid (ICS) monotherapy inhalers are listed in the “Asthma” section in Table 9-14.

bOnly the most common side effects are listed.

cShort-acting anticholinergic therapy (e.g., ipratropium) is usually discontinued with initiation of long-acting anticholinergic therapy (e.g., tiotropium), because minimal additional benefit is expected, side effects may increase, and use of two inhaled anticholinergic agents has had limited evaluation.

■ Providers should routinely assess a patient's inhaler technique and provide teaching.

î Bronchoscopic and LVRS

■ In selected patients, LVRS or bronchoscopic lung volume reduction (such as using a one-way endobronchial valve) can improve FEV1, oxygenation, and functional outcomes. With these procedures, total thoracic lung volume is reduced, heathier lung is preferentially ventilated and perfused, and respiratory muscles may become more effective at ventilation. In a very carefully selected group of patients, LVRS may be associated with a survival benefit.17

î Lung transplantation

■ Lung transplantation in COPD is reserved for patients with advanced disease (BODE >7) and nonfatal comorbidities. Single and double lung transplant procedures can be performed in COPD with better long-term survival for double-lung transplantation.18 Transplantation is rare in patients older than 75 years.

■ Quality of life improves significantly for the vast majority of appropriately selected patients.19

■ Median survival after transplantation is approximately 6 years. Importantly, survival is improved for some but not all patients with COPD after lung transplantation.20

• MaximizingZsupplementing compensatory mechanisms

î Exercise training

■ When possible, exercise should be performed in the setting of a pulmonary rehabilitation program.

■ All patients being discharged from the hospital for a COPD exacerbation, at initial diagnosis, and prior to LVRS or lung transplantation should be referred to a pulmonary rehabilitation program.

■ Exercise training consists of aerobic exercise at 60%-80% of maximal exercise capacity. High intensity interval training can help achieve similar workloads in patients with limited mobility and exercise tolerance. Upper extremity strength training helps improve upper extremity specific task performance (e.g., laundry, doing dishes).21

î Supplemental oxygen

■ Oxygen supplementation improves survival and quality of life and reduces exacerbations.

■ The current indications for oxygen therapy in COPD are as follows:

? PaO2 ≤55 mm Hg or SpO2 ≤88% at rest.

? PaO2 56-59 mm Hg or SpO2 55%.

■ In patients with moderate resting desaturation (i.e., SpO2 89%-93%) or exercise-induced desaturation (i.e., SpO2 ≥ 80% for ≥5 minutes and 65 years or in younger patients in the presence of immunocompromising conditions or immunosuppression.29

■ PCV13 and PPSV23 should not be administered during the same visit.

■ If both PCV13 and PPSV23 are to be administered, PCV13 should be administered first.

■ PCV13 and PPSV23 should be administered at least 1 year apart unless they are being administered to an immunocompromised patient in which case they can be administered 8 weeks apart.30

■ COVID-19 vaccination is recommended to all patients with COPD.31

î Macrolide antibiotics (e.g., azithromycin 250 mg daily)

■ It may function as an anti-infective or direct anti-inflammatory in COPD.

■ In patients with previous exacerbations, the frequency of subsequent exacerbations is decreased by 19%; however, improvement in clinical symptoms was modest.32

■ The benefit may be absent in current smokers and greater in older individuals (>65 years) and those with milder disease (FEV1 >50%).

■ Hearing loss in the absence of tinnitus was reported, suggesting routine monitoring with audiometry should be considered with chronic therapy.

î Phosphodiesterase-4 inhibitors (e.g., roflumilast 500 μg daily)

■ The US Food and Drug Administration (FDA) approved for a relatively narrow indication of severe COPD (FEV1 65 years, comorbid conditions (especially cardiac disease), forced expiratory volume in 1 second (FEV1) should be guided by local resistance patterns, previous patient exposures, and

severity of COPD.

• Supplemental oxygen should be administered with a target oxygen saturation of 88%-92%.

• Thromboprophylactic measures should be used given the increased risk of deep venous thrombosis in patients hospitalized for COPD exacerbations.37

• NIV (Table 9-8) should be considered the first mode of ventilator support as it reduces intubation rate, improves respiratory acidosis, decreases respiratory rate, and decreases hospital length of stay.

TABLE 9-8

INDICATIONS AND CONTRAINDICATIONS FOR NONINVASIVE VENTILATION IN ACUTE EXACERBATIONS OF CHRONIC OBSTRUCTIVE PULMONARY DISEASE

Data from the Global Strategy for Diagnosis, Management, and Prevention of COPD; 2021. © Global Initiative for Chronic Obstructive Lung Disease (GOLD).

• Endotracheal intubation and invasive mechanical ventilation are required in some patients (Table 9­9).

TABLE 9-9

INDICATIONS FOR INVASIVE MECHANICAL VENTILATION IN ACUTE EXACERBATIONS OF CHRONIC OBSTRUCTIVE PULMONARY DISEASE

Failure to improve with or not a candidate for noninvasive ventilation (see Table 9-8)

Severe dyspnea with evidence of increased work of breathing

Acute respiratory acidosis with pH 60 mm Hg (8 kPa)

PaO2 35/min

Coexisting conditions such as cardiovascular disease, metabolic abnormalities, sepsis, pneumonia, pulmonary embolism, pneumothorax, and large pleural effusion

Data from the Global Strategy for Diagnosis, Management, and Prevention of COPD; 2021. © Global Initiative for Chronic

Obstructive Lung Disease (GOLD).

• Discharge criteria for patients with acute exacerbations of COPD include the need for inhaled bronchodilators less frequently than every 4 hours; clinical and ABG stability for at least 12-24 hours; the ability to eat, sleep, and ambulate fairly comfortably; adequate patient understanding of home therapy; and adequate home arrangements. Before discharging from the hospital, chronic therapy issues should be readdressed, including supplemental oxygen requirements, vaccinations, smoking cessation, assessment of inhaler technique, and referral to pulmonary rehabilitation.

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