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IJTIHAD IN LEGAL THEORY (usul al-fiqh)

In Islamic legal theory, discovering the law of God was of crucial significance, for it was the law that informed man of the conduct acceptable to Allah. It is exactly for the purpose of finding the rulings decreed by God that the method­ology of usul al-fiqh was established.

The Quran and the Sunna of the Prophet do not, as a rule, specify the law as it might be stated in specialized law manuals, but only contain some rulings (ahkam; pl. of hukm) and indications (dalalat or amarat) that lead to the causes (c/7a/; pl. of cilla) of these rulings. On the basis of these indications and causes the mujtahid may attempt, by employing the procedure of qiyas (analogy) to discover the judgement (hukm) of an unprecedented case (farQ\ pl. of furuc). But before embarking on this original task, he must first search for the judgement in the works of renowned jurists. If he fails to find a precedent in these works he may look for a similar case in which legal acts are different but legal facts are the same. Failing this he must turn to the Quran, the Sunna, or ijmaQ (consensus) for a precedent that has a cilla identical to that of the farc. When this is reached he is to apply the principles of qiyas (analogy) in order to reach the ruling of the case in question. This ruling may be one of the following: the obligatory (wajib), the forbidden (mahzur), the recommended (mandub), the permissible (mubah), or the disapproved (makruh).*

The primary objective of legal theory, therefore, was to lay down a coherent system of principles through which a qualified jurist could extract rulings for novel cases. From the third/ninth century onwards this was universally recog­nized by jurists to be the sacred purpose of usul al-fiqh.9

Legal theory in all its parts is sanctioned by divine authority, that is, it derives its authority (hujjiyya) from revealed sources.

It is partly for this reason and partly for. the reason of man’s duty to worship his Creator in accordance with divine law that the practice of ijtihad was declared to be a religious duty (fard kifaya) incumbent upon all qualified jurists whenever a new case should appear.10 Until ijtihad is performed by at least one mujtahid, the Muslim community remains under the spell of this unfulfilled duty.

In theory at least there is certainly nothing to indicate that ijtihad was put out of practice or abrogated. In due course it will become clear that legal theory played a rather significant role in favor of ijtihad. Thus, if the practice of ijtihad was the primary objective of the methodology and theory of usul al-fiqh through­out Islamic history, the question that may be asked is in what way was the gate of ijtihad thought to have been closed? It has been assumed, among other things, that the practice of ijtihad was abandoned because the qualifications required for its practice “were made so immaculate and rigorous and were set so high that they were humanly impossible of fulfillment.”11 This supposition can be refuted through an examination of the writings of jurists on the subject.

The earliest complete published account12 of usul al-fiqh in which the qualifica­tions of mujtahids are stated is Abu Husayn al-Basri’s (d. 436/1044) al-Muctamad fi Usul al-Fiqh™ Basri’s first requirement for ijtihad entails a knowledge of the Quran, the Sunna of the Prophet and the principles of inference (istidldl), and qiyas. The investigation of the ways of hadith transmission and the trustworthi­ness of transmitters is necessary for verifying the credibility of akhbar (prophetic reports). The overall emphasis of Basri falls especially on qiyas as an indispensible tool in any undertaking of ijtihad, which in turn involves the practical knowledge of all rules related to cilla, asl (the legal part in the texts), farc, and hukm.

In the process of deducing the cilla from the asl, the text, with its inner contradictions and linguistic-legal complications, has to be analyzed. To solve these contradic­tions and to understand intricate exegetical matters the jurist must have a thor­ough knowledge of the principles of majaz (metaphors), particularization, and abrogation. Familiarity with the Arabic language, particularly with the khass (particular) and the camm (general), is a prerequisite. Curiously, Basri regards familiarity with customary law (curf) as a qualification required for ijtihad, for it is essential, he argues, to determine God’s law in the light of the exigencies of human life. Much the same, the jurist must acquaint himself with God’s attri­butes, which are the only guarantee for arriving at a correct understanding of His intentions as expressed in scripture. Equally important is the doctrine of the infallibility of the Muslim community to which the Prophet had attested. Al­though Basri makes no demands on the mujtahid to know the positive rulings (furuc) that had been subject to ijmac, he asserts that no jurist is allowed to reinvestigate a case the ruling of which has already been derived. This implies that whoever intends to practice ijtihad to solve a specific case must first be certain that it was not treated before, and tMs consequently requires of him to know the furuc of at least his school.14

Finally, Basri mitigates the rigorousness of these requirements in the law of inheritance. Whenever a jurist is capable of practicing ijtihad in a single case of inheritance and has no access to the above-mentioned skills, he may still be allowed to do so. According to Basri, this is justified on the grounds that method­ical principles and textual subject-matter related to inheritance are independent of, and unconnected with, other parts of the law. Otherwise, the jurist must not attempt ijtihad in any other area of law until he is well equipped with the necessary tools.15

Shirazi (d.

467/1083) limits the knowledge of the Quran and the Sunna to those provisions that have a direct relevance to Sharica, thus omitting irrelevant parts such as proverbs, tales, etc.16 Principles of the Arabic language, points of agreement and disagreement among previous generations, and qiyas are all neces­sary usul rudiments. The jurist must know the texts from which he can extract the cilla and must possess the methods to do so. Given the fact that more then one cilia may be deduced in a single case, he must be able to distinguish between a variety of cilal and to determine which deserves to be advanced over the others.

When discussing the requirements of ijtihad, Ghazali (d. 505/1111) maintained that in order to reach the rank of mujtahid the jurist must:17

1. Know the 500 verses needed in law; committing them to memory is not a prerequisite.

2. Know the way to relevant hadith literature; he needs only to maintain a reliable copy of Abu Dawud’s or Bayhaqi’s collections rather than memorize their contents.

3. Know the substance of furuc works and the points subject to ijmac, so that he does not deviate from the established laws. If he cannot meet this requirement he must ensure that the legal opinion he has arrived at does not contradict any opinion of a renowned jurist.

4. Know the methods by which legal evidence is derived from the texts.

5. Know the Arabic language; complete mastery of its principles is not a prerequisite.

6. Know the rules governing the doctrine of abrogation. However, the jurist need not be thoroughly familiar with the details of this doctrine; it suffices to show that the verse or the hadith in question had not been repealed.

7. Investigate the authenticity of hadith. If the hadith has been accepted by Muslims as reliable, it may not be questioned. If a transmitter was known for probity, all hadiths related through him are to be accepted.

Full knowledge of the science of al-iacdil wal- tajrih (hadith criticism) is not required.

These qualifications, Ghazali remarks, are required from jurists who intend to embark on ijtihad in all areas of substantive law. Those who want to practice ijtihad in one area, e.g., family law, or only in a single case, say a case of divorce, need not fulfill all the conditions but are instead required to know the method­ological principles and the textual material needed to solve that particular prob­lem.18 Accordingly, a jurist may practice ijtihad in the area of liquor drinking (muskirat) though his knowledge of hadith is limited. He must, however, be proficient in the procedure of qiyas and in the Quran, because muskirat cases depend heavily on the Quran and qiyas.

Apart from a slight emphasis on a few matters of religion and belief with which the mujtahid must be acquainted, and apart from the additional prerequi­site of familiarity with the circumstances under which the Quran was revealed (qsbab al-nuzul), Amidi (d. 632/1234) adds nothing to what others had previously said.19 Noteworthy only is his emphasis that a less qualified mujtahid is allowed to solve a case without meeting the requirements set forth by Basri, Shirazi, Ghazali, and himself. All that he needs to know are the immediate tools to solve the issue in question.20

Only space here prevents us from discussing later jurists’ writings on this issue, but to be sure, the successors of Ghazali and Amidi, such as Baydawi (d. 685/ 1286), Subki (d. 771/1369), Isnawi (d. 772/1370), Ibn al-Humam (d. 861/1456), Ibn Amir al-Hajj (d. 879/1474), Ansari (d. 1119/1707) and Ibn cAbd al-Shakur (d. 1225/1810),21 did not depart significantly from the established Sunni legal doctrine propounded by Ghazali. Some of these authors, such as Baydawi, de­manded encompassing knowledge of the Quran and some others like Ibn al- Humam and Ibn Amir al-Hajj reduced the number of hadiths required to l,200.22 The more important point is that the divisibility (tojzPa) of ijtihad was recognized to be lawful in Sunni law and thus a limited knowledge of usul was sufficient to allow a jurist to practice ijtihad in an individual case.23 Basri and Shirazi are nearly alone in not specifying that the divisibility of ijtihad is permissible in all areas of law.

It would therefore be implausible to maintain that the qualifications for ijtihad as set forth in Muslim legal writings made it impossible for jurists to practice ijtihad. The total knowledge required on the part of lawyers enabled many, as we shall see later, to undertake this practice in one area of law or another. The practice of ijtihad was further facilitated by removing the charge of sin from the mujtahid who commits an error and even made him entitled to one reward in heaven. In the case of a mujtahid whose ijtihad was sound, it was determined that he be doubly rewarded.24 This being so, one can state with a fair amount of confidence that legal theory, including the qualifications required for the practice of ijtihad, can hardly be held responsible for narrowing the scope of ijtihad’s activity, much less closing its gate. Further discussion of the role of ijtihad and mujtahids in Islamic legal history after the second/eighth century will show that ijtihad remained an integral part of the Sunni legal doctrine and that those who opposed it were finally excluded from Sunnism.

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Source: Hallaq Wael B.. Law and Legal Theory in Classical and Medieval Islam. Routledge,2022. — 344 p.. 2022
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More on the topic IJTIHAD IN LEGAL THEORY (usul al-fiqh):

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  2. XII USUL AL-FIQH: BEYOND TRADITION1
  3. Chapter 1 Are Rulings of the Prophet Due to Ijtihad and Are all Mujtahids Always Correct? A Chapter from the Sharh. Zubdat al-usul of al-Mazandarani (d. 1081/1670)
  4. Debates about the validity of legal pluralism in legal theory
  5. In a recently published article I have tried to show that, contrary to the widespread notion, the ‘gate of ijtihad' was not closed, and that until the end of the fifth/eleventh century there was no reference in Islamic sources alluding to halting the practice of ijtihad. (x)
  6. Formative Period of Shi'ite Legal Theory
  7. Rajani Kumail (ed.). Shiʿite Legal Theory: Sources and Commentaries. Edinburgh University Press,2023. — 352 p., 2023
  8. Institutional Legal Theory
  9. The theory of vague propositions outlined in chapter 6 appealed freely to the orthodox Bayesian theory of credences and learning, which assumes, among other things, that the correct theory of rational credence is one governed by the classical axioms of probability theory.
  10. Twelver usul
  11. Hallaq Wael B.. Law and Legal Theory in Classical and Medieval Islam. Routledge,2022. — 344 p., 2022
  12. Zaydi usul
  13. Medieval Period of Shite Legal Theory
  14. XI THE PRIMACY OF THE QUR’AN IN SHATIBT’S LEGAL THEORY
  15. One of the most problematic topics in legal theory is, and has been, the doctrine of the one right answer.
  16. CHAPTER 1 Introduction to Islamic Legal Theory
  17. Working in the field of legal theory, one quickly recognizes the influence of theology on the way jurists approach and interpret the divine Law.
  18. Opwis Felicitas. Ethics and Analogy (Qiyās) in 5th/11th-Century Islamic Legal Theory. Brill,2025. — ix, 201 p., 2025
  19. THE RULES ON IJTIHAD
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