Administration and Army
Assyrian imperial administration left a much smaller number of records than some of the preceding states in the region. The surveys of the economic underpinnings of the Assyrian Empire undertaken by Postgate[264] are still the authoritative account of the matter.
Cuneiform writing appears to have served primarily to pass on messages instead of being used in bookkeeping and the administration of resources. To a large extent this may be the result of developments in the writing system, since texts were increasingly written in the Aramaic language and on perishable materials. But it is equally clear that Assyrian management was hierarchal and based on an oral command structure grounded in personal relations of trust that would not always have required writing.[265] The state archives do contain judicial records, administrative texts, decrees, state treaties, and even scholarly works, but their main bulk is made up by an extensive correspondence that bears witness to a complex social hierarchy in which rank and status were linked directly to mandate. Many of the letters that ended up in the archives were produced lower down in the chain of command and appear to have been sent to the palace for final authorization.Through a strict but simple system centered on taxation, military service, and corvee, and based on a direct line of authority that connected individual estates to the mayor and provincial governors, and the governors to the king, an effort was made to reduce the number of administrative steps needed to move resources from their place of origin to their intended destination.
The provincial governors served as military commanders and facilitated diplomatic relations with neighboring foreign and client states. Examples of direct correspondence between heads of state are not as common as one would expect, presumably because the governors had been put in charge of managing everyday contact and only sent reports to the capital as issues arose.
This decentralized system took full advantage of a familiarity with local affairs and shortened response time, but the letters sent from provincial administrators also show that imperial policy was not left to local interpretation. A course of action was charted from the capital and implemented by the governors.Information would pass to and from the royal court by way of road stations, fast couriers, and a network of spies.[266] The imperial provinces, whose number varies greatly through history from a dozen to more than 70,[267] were subdivided into districts managed by a hierarchy of civil servants that included superintendents, mayors, town managers, village inspectors, and fortress commanders.
All state officers were in principle appointed directly by the king, but they were often actively promoted for royal approval by local authorities and served within their confines. On a local level, communities were often headed by city elders or tribal leaders, who would function as semi-autonomous bodies of government.[268] Royally appointed delegates would transcend such local networks of power to act with supreme authority on specific matters. Cadres of civil servants, many of them eunuchs, ran the central and provincial administrations.[269]
Legal institutions in a physical sense (e.g., court buildings) were not maintained by the state[270] and the imperial administration would influence existing local systems of adjudication mainly through the appointment of key officials. Any relationship between central and local legislation is unclear, but the acknowledgment of existing community jurisdiction and enforcement of property rights was probably the rule. Arbitration could be provided and regulated by the state, and ideally the ruler functioned as supreme judge and highest court of appeal.[271] The administrative and legal system is primarily known through private judicial documents and financial records, royal decrees, and letters.
Only a single compilation of normative regulations known as the “Middle Assyrian Laws” (mostly eleventh-century bce copies of fourteenth-century originals) survives from Assyria itself. This collection is characterized by references to physical brutality and principle of retaliation without a trace of the flexible system of arbitration and mediation evidenced in earlier Assyrian history.[272] It is unclear whether these “laws” refer to actual practice or project a societal ideal. Taken at face value, they present an image of a ruthless and misogynous society with less capacity for clemency than its historical predecessors.In the client states, local rulers would renounce their right to lead an independent foreign policy and agree to interact with their neighbors only through Assyrian mediation. [273] In return for their loyalty, the empire would guarantee protection against foreign and domestic enemies and the assertion of local dynastic continuity.[274] Subordinate elites were tied to the Assyrian king through redistribution of imperial revenue, public displays of friendship and alliance, the celebration of religious festivals, local grants of privilege, dynastic marriages, and the education of young nobles from the client states at the imperial court. Their vested interest in nurturing a close institutional and personal relationship with the empire[275] was underlined in state treaties[276] and reiterated at ceremonial gatherings at the royal capital.[277] Children of client rulers were brought to live in the Assyrian palaces and would receive formal training as part of the cosmopolitan scene of the imperial court. Ideally, they would become loyal subjects of the empire, who would one day return to rule their country of origin. De facto, they were also hostages in case of rebellion. Political refugees from rival states were likewise stationed in the royal palaces, and Assyria kept a permanent store of disappointed claimants, defeated rebels, and dispossessed foreign rulers, who supposedly held their allegiance to the crown, and who were ready to be used in negotiations or placed on their native throne with Assyrian support.
Instead of turning them into a rallying ground for resistance, local civic institutions were usually left intact and were co-opted by the empire. The impact of the empire on existing social order was therefore limited[278]—provincial towns and client states held virtual autonomy in local matters and many leaders were appointed by the communal institutions with imperial approval. Ideally, they were elected by peers to act as an instrument of the community both internally and in relation to the central power. In reality, Assyrian policy actively sought to draw the loyalty of local leadership away from its constituency so as to penetrate and coordinate aspects of society to which the empire had only limited direct access. The process of submission could take place at any level in the social hierarchy, but the basic element of reciprocity remained the same: subjects were bound by oath to certain obligations and would receive a number of privileges in return. In reality, a pro-Assyrian movement seems to have existed in most places, ready to form partnerships built on mutually reinforcing strategies.
In addition to a policy based on voluntary cooperation, the empire actively pursued a coercive approach. In some situations it would take what it wanted by strength alone, giving little or nothing in return. Through systematic demonstrations of destruction and cruelty in controlled doses, the empire would successfully build up an anticipation of violence.[279] Hostages and kidnapped foreigners and gods were used to force reluctant polities into submission or were taken for the purpose of a later exchange or trade of prisoners.[280] But at the same time, it was made clear that violence could be avoided by accommodation so that power to hurt was transferred into bargaining power. Detailed pictorial representations of torture and death shown in the Assyrian palace decorations are products of this ideology.[281] Scenes of rebellion and punishment were set in direct relation to each other and presented as inseparable and inevitable.[282]
During the late empire period, client states were transformed into provinces only when they proved too unstable to control through indirect hegemony.
In many cases, revolts against central authority would first result in the disloyal ruler being replaced with a more devoted local subject. When a former client was turned into an imperial province, a governor would be appointed and the population given status as imperial citizens and subjected to regular taxation. In the rhetoric of the royal inscriptions, the God Assur delivered the territory to Assyria “for administration and direction” and the king would begin the task of “taking and reorganizing” the new land, to impose taxes and service “like Assyrians,” and “count its people as citizens of Assyria.”[283] A clear institutional hierarchy was imposed and implemented in places where it did not already exist, and local systems of labor, production, and military service were reorganized. Imperial control was reinforced by a manipulation of religious institutions and practices, e.g., through exceptional grants and privileges accorded to sanctuaries.[284] By this process, Assyria gradually changed from what had in essence been a territorial core with an irregularly distributed outer network of provinces and clients connected by transportation and communication corridors[285] into a more territorially integrated state[286] policed by a professional army.During the late empire, the term “king's unit” (kisir sarri) is thought to refer to the standing army.[287] Infantry (raksute) formed the backbone of the army and continued to be conscripted through the ilku-system according to which usufruct of land was linked to state service (in person or through substitute) in military or public works for a certain time each year. Veterans could be settled in military settlements established on newly acquired territory. As more troops were required, even an extension of the corvee system beyond landholding arrangements could not keep up with the demands of the expanding army. In addition to the conscripts, various auxiliary troops came to form part of the Assyrian army.
These included specialized and foreign troops, such as charioteers, Elamite bowmen, and Gurrean spearmen. One group in particular, the Itu'ean archers, appear to have been feared for their brutality, and their mere mention in letters from the Assyrian king to unruly subjects often seems to have been sufficient to set things straight.Military specialists included sappers, engineers, battlefield couriers, guards, and various policing units. Protective armor encompassed various types of pointed helmets, sizes and shapes of shields, and later also scale-mail and breast-plates.[288] Hand-to-hand combat was fought in open or closed formation with various types of swords, daggers, spears, and lances. Ranged weapons included arrows, spears, and heavy slings. Cavalry (sa pethalli) was mounted on horses bred mainly in the mountains and steppes north of the Assyrian heartland. Early on, they served as a single group, but were later split into lancers and mounted archers. Urartian experts in rearing and training horses would serve as equestrian advisors and even auxiliary cavalry. During the ninth century cavalrymen worked in pairs as a bowman and a partner in charge of protecting the bowman with a shield. Later, cavalry are shown lined up in battle formation and with increasing amounts of armor. Chariots were employed in open battle as heavy weapons of destruction, often led by a nobleman “knight” and his team of a rein-holder and a shield bearer.[289]
The late imperial period saw a continuous development in military camps and siege equipment,[290] which enabled the army to efficiently fight aggressive wars of conquest when required. Census lists were maintained in each province for efficient conscription, substitution, and exemption, and the army was grounded in a system of provisioning, standardization, a developed intelligence network, and skilled corps of engineers.[291] Together, they formed the military juggernaut that ultimately allowed for the imperial successes of Assyria, and earned it a less than flattering place in the histories of its contemporaries, whose armies it all surpassed in both skill and size.[292]
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